PVLA

Palvella Therapeutics, Inc. Common Stock
PVLA

Overview Fund Activity

105 hedge funds and large institutions have $199M invested in Palvella Therapeutics, Inc. Common Stock in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 38 increasing their positions, 29 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
105
Holders Change
-10
Holders Change %
-8.7%
% of All Funds
2.4%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
12
Increased
38
Reduced
29
Closed
22
Calls
–
Puts
$363K
Net Calls
-$363K
Net Calls Change
+$122K

Top Buyers

1
NCM
1
Nantahala Capital Management
Connecticut
$3.56M
2
Millennium Management
2
Millennium Management
New York
$9.54M
3
PM
3
Prosight Management
Texas
$9.31M
4
BI
4
BVF Inc
California
$31.4M
5
PAWC
5
P.A.W. Capital
Connecticut
$1.4M

Top Sellers

1
O
1
OrbiMed
New York
$13.8M
2
SSA
2
Schonfeld Strategic Advisors
New York
$2.24M
3
OAM
3
Oxford Asset Management
United Kingdom
$831K
4
BIM
4
Bogle Investment Management
Massachusetts
$939K
5
LOAMU
5
Lombard Odier Asset Management (USA)
New York
$2.27M
Name Holding Trade Value Shares
Change 		Shares
Change %
PAWC
26
P.A.W. Capital
Connecticut
$1.4M +$1.4M +3,125 New
CWM
27
CIBC World Markets
New York
$1.25M -$153K -341 -11%
Charles Schwab
28
Charles Schwab
California
$1.2M – – –
Citadel Advisors
29
Citadel Advisors
Florida
$1.08M +$671K +1,499 +163%
PIM
30
Platinum Investment Management
Australia
$1.08M +$380K +848 +55%
Cerity Partners
31
Cerity Partners
New York
$1.07M – – –
Allianz Asset Management
32
Allianz Asset Management
Germany
$1.04M +$82.5K +184 +9%
BIM
33
Bogle Investment Management
Massachusetts
$939K -$932K -2,081 -50%
Baird Financial Group
34
Baird Financial Group
Wisconsin
$933K +$7.29K +17 +0.8%
Marshall Wace
35
Marshall Wace
United Kingdom
$902K +$771K +1,721 +589%
FQ
36
First Quadrant
California
$880K -$508K -1,135 -37%
FDCDDQ
37
Federation des caisses Desjardins du Quebec
Quebec, Canada
$870K – – –
OAM
38
Oxford Asset Management
United Kingdom
$831K -$1.3M -2,890 -61%
Deutsche Bank
39
Deutsche Bank
Germany
$828K +$210K +469 +34%
AllianceBernstein
40
AllianceBernstein
Tennessee
$814K +$21.5K +48 +3%
Assenagon Asset Management
41
Assenagon Asset Management
Luxembourg
$808K -$224K -500 -22%
AQR Capital Management
42
AQR Capital Management
Connecticut
$775K -$360K -803 -32%
SIM
43
Spark Investment Management
New York
$771K -$268K -599 -26%
Morgan Stanley
44
Morgan Stanley
New York
$727K +$20.1K +45 +3%
Two Sigma Advisers
45
Two Sigma Advisers
New York
$678K +$17.9K +40 +3%
Bank of New York Mellon
46
Bank of New York Mellon
New York
$638K +$30K +67 +5%
SO
47
STRS Ohio
Ohio
$588K – – –
AIM
48
Assured Investment Management
New York
$530K -$22.4K -50 -4%
Creative Planning
49
Creative Planning
Kansas
$499K – – –
VEA
50
Virtus ETF Advisers
New York
$498K -$356K -795 -42%
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