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State Street SPDR ICE Preferred Securities ETF

83 hedge funds and large institutions have $185M invested in State Street SPDR ICE Preferred Securities ETF in 2016 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 33 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 8

57% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 21

9% more funds holding

Funds holding: 7683 (+7)

8.2% less ownership

Funds ownership: 41.28%33.08% (-8.2%)

19% less capital invested

Capital invested by funds: $229M → $185M (-$44.3M)

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
83
Holders Change
+7
Holders Change %
+9.21%
% of All Funds
2.21%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
16
Increased
33
Reduced
21
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIA
26
Regal Investment Advisors
Michigan
$1.49M -$656K -14,211 -30%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$1.48M -$2.48M -53,689 -62%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$1.44M +$120K +2,597 +9%
FAAS
29
First Allied Advisory Services
California
$1.25M -$808K -17,502 -39%
Citadel Advisors
30
Citadel Advisors
Florida
$1.25M +$1.26M +27,394 New
ARMC
31
American Research & Management Company
Massachusetts
$1.24M -$1.31M -28,325 Closed
SFG
32
SNS Financial Group
Minnesota
$1.22M +$157K +3,401 +15%
SAM
33
SignalPoint Asset Management
Missouri
$1.09M +$591K +12,802 +115%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$1.01M +$226K +4,889 +28%
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$938K +$513K +11,123 +117%
OIA
36
Optimum Investment Advisors
Illinois
$805K
Wolverine Trading
37
Wolverine Trading
Illinois
$735K +$747K +16,183 New
WCM
38
Windsor Capital Management
Arizona
$629K +$18.8K +408 +3%
MFS
39
MSI Financial Services
Massachusetts
$586K +$180K +3,894 +43%
CWM
40
Confluence Wealth Management
Oregon
$560K
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$515K +$78K +1,690 +18%
VFA
42
Voya Financial Advisors
Connecticut
$420K -$567K -12,273 -57%
ACM
43
Aviance Capital Management
Florida
$419K +$425K +9,203 New
KeyBank National Association
44
KeyBank National Association
Ohio
$387K +$392K +8,500 New
NSIM
45
North Star Investment Management
Illinois
$378K +$9.6K +208 +3%
VWM
46
Venturi Wealth Management
Texas
$374K +$130K +2,820 +52%
NA
47
Navellier & Associates
Nevada
$366K +$143K +3,096 +63%
CAN
48
Cetera Advisor Networks
California
$351K +$48.5K +1,050 +16%
Envestnet Asset Management
49
Envestnet Asset Management
Illinois
$350K +$92.5K +2,003 +35%
First Trust Advisors
50
First Trust Advisors
Illinois
$345K -$1.11M -24,082 -76%

PSK Hedge Fund Activity: Q3 2016 in Review

83 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR ICE Preferred Securities ETF (PSK) for Q3 2016, worth a combined $185M — down 19% from $229M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PSK positions and 8 closed out — a net gain of 8 holders — while 33 added to existing stakes and 21 trimmed.

The largest buyer was Bank of America, adding an estimated $8.92M. The largest seller was NewSquare Capital, cutting an estimated $15.4M.

  • 83 institutional investors held State Street SPDR ICE Preferred Securities ETF (PSK) as of Q3 2016, up from 76 in Q2 2016.
  • Funds reported $185M of State Street SPDR ICE Preferred Securities ETF stock for Q3 2016, down 19% quarter-over-quarter.
  • 16 funds opened new State Street SPDR ICE Preferred Securities ETF positions in Q3 2016 and 8 closed out, a net change of +8 holders.
  • The largest State Street SPDR ICE Preferred Securities ETF buyer in Q3 2016 was Bank of America, an estimated $8.92M added.
  • The largest State Street SPDR ICE Preferred Securities ETF seller in Q3 2016 was NewSquare Capital, an estimated $15.4M sold.

Based on aggregated 13F filings for Q3 2016.