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State Street SPDR ICE Preferred Securities ETF

45 hedge funds and large institutions have $50.1M invested in State Street SPDR ICE Preferred Securities ETF in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 21 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

2% less funds holding

Funds holding: 4645 (-1)

13.65% less ownership

Funds ownership: 33.46%19.81% (-14%)

43% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 21

60% less capital invested

Capital invested by funds: $124M → $50.1M (-$74.1M)

Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
1.46%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
12
Reduced
21
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$249K -$1.31M -31,201 -84%
BIM
27
Bridgecreek Investment Management
Oklahoma
$221K
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$124K -$8.4K -200 -6%
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$109K +$36.2K +861 +48%
Nomura Holdings
30
Nomura Holdings
Japan
$102K +$105K +2,500 New
NES
31
New England Securities
New York
$83K -$2.02K -48 -2%
CFA
32
Carroll Financial Associates
North Carolina
$61K
Ameriprise
33
Ameriprise
Minnesota
$56K -$3.28K -78 -5%
AIG
34
American International Group
New York
$51.3K -$47.1K -1,120 -47%
Invesco
35
Invesco
Georgia
$45K
Citigroup
36
Citigroup
New York
$40K -$11K -262 -21%
PP
37
Palladium Partners
Virginia
$38K -$25.2K -600 -39%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$30K +$420 +10 +1%
AA
39
AlphaMark Advisors
Kentucky
$26K -$10.3K -245 -28%
BFEC
40
Benjamin F. Edwards & Company
Missouri
$21K
MFS
41
MSI Financial Services
Massachusetts
$16K
FANJ
42
Financial Architects (New Jersey)
New Jersey
$9K -$21.2K -505 -69%
PSUF
43
People's United Financial
Connecticut
$8K -$87.2K -2,076 -91%
FBT
44
Founders Bank & Trust
Michigan
$7K +$7.35K +175 New
Creative Planning
45
Creative Planning
Kansas
$4K -$1.93K -46 -31%
WI
46
WBI Investments
New Jersey
-$35.9M -824,784 Closed
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
-$946K -21,758 Closed
SI
48
SII Investments
Wisconsin
-$322K -7,500 Closed
IFB
49
iAB Financial Bank
Indiana
-$261K -6,000 Closed
TCM
50
TD Capital Management
Tennessee
-$33K -751 Closed

PSK Hedge Fund Activity: Q3 2013 in Review

45 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR ICE Preferred Securities ETF (PSK) for Q3 2013, worth a combined $50.1M — down 60% from $124M a quarter earlier.

Fund positioning in PSK was balanced in Q3 2013: 5 funds opened new positions, 5 closed out, 12 added to existing stakes and 21 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $1.58M. The largest seller was WBI Investments, exiting entirely with an estimated $35.9M sold.

  • 45 institutional investors held State Street SPDR ICE Preferred Securities ETF (PSK) as of Q3 2013, down from 46 in Q2 2013.
  • Funds reported $50.1M of State Street SPDR ICE Preferred Securities ETF stock for Q3 2013, down 60% quarter-over-quarter.
  • 5 funds opened new State Street SPDR ICE Preferred Securities ETF positions in Q3 2013 and 5 closed out, a net change of 0 holders.
  • The largest State Street SPDR ICE Preferred Securities ETF buyer in Q3 2013 was Royal Bank of Canada, an estimated $1.58M added.
  • The largest State Street SPDR ICE Preferred Securities ETF seller in Q3 2013 was WBI Investments, an estimated $35.9M sold.

Based on aggregated 13F filings for Q3 2013.