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PIMCO Preferred and Capital Securities Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
1
Allianz Asset Management
Germany
$55.6M -$9.79M -189,369 -15%
GI
2
Gradient Investments
Minnesota
$55.5M +$1.67M +32,363 +3%
LPL Financial
3
LPL Financial
California
$15.9M +$848K +16,402 +6%
OIA
4
OneDigital Investment Advisors
Kansas
$10.2M +$4.02M +77,718 +65%
GVAG
5
Great Valley Advisor Group
Delaware
$5.36M +$620K +11,991 +13%
VWA
6
Visionary Wealth Advisors
Illinois
$4.8M -$52K -1,005 -1%
NA
7
NewEdge Advisors
Louisiana
$4.14M +$3M +58,081 +260%
Mariner
8
Mariner
Kansas
$2.48M +$1.31M +25,239 +111%
SF
9
Summit Financial
New Jersey
$2.38M +$75K +1,451 +3%
IWC
10
Integrated Wealth Concepts
Massachusetts
$1.77M +$12.1K +233 +0.7%
SCM
11
SOL Capital Management
Maryland
$1.77M +$70.9K +1,370 +4%
BFA
12
Brown Financial Advisors
Ohio
$1.7M -$7.24K -140 -0.4%
HighTower Advisors
13
HighTower Advisors
Illinois
$1.61M +$52.3K +1,011 +3%
PW
14
Paladin Wealth
Minnesota
$1.04M +$8.74K +169 +0.8%
MCA
15
Magnolia Capital Advisors
Mississippi
$930K +$145K +2,794 +18%
MFS
16
Mattson Financial Services
Michigan
$817K -$6.46K -125 -0.8%
GS
17
GTS Securities
Florida
$799K +$802K +15,508 New
FSWA
18
Financial Synergies Wealth Advisors
Texas
$745K +$279K +5,395 +59%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$612K -$485K -9,380 -44%
AWM
20
AE Wealth Management
Kansas
$574K -$3K -58 -0.5%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$423K +$425K +8,215 New
Jane Street
22
Jane Street
New York
$327K -$158K -3,052 -32%
JP Morgan Chase
23
JP Morgan Chase
New York
$304K -$705K -13,621 -70%
AWA
24
A4 Wealth Advisors
North Carolina
$302K -$200K -3,858 -40%
MWM
25
MinichMacGregor Wealth Management
New York
$293K -$11.4K -220 -4%