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PIMCO Preferred and Capital Securities Active Exchange-Traded Fund

PRFD

Market cap $236M

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Allianz Asset Management Munich, Germany	$38.6M	+$18.4M	+374,800	+93%
2	GI 2 Gradient Investments Arden Hills, Minnesota	$36.4M	+$2.63M	+53,394	+8%
3	3 LPL Financial San Diego, California	$11.6M	+$823K	+16,742	+8%
4	4 Royal Bank of Canada Toronto, Ontario, Canada	$2.52M	+$2.5M	+50,886	New
5	MCA 5 Magnolia Capital Advisors Jackson, Mississippi	$1.78M	-$18.5K	-377	-1%
6	6 HighTower Advisors Chicago, Illinois	$1.38M	+$152K	+3,083	+13%
7	BFA 7 Brown Financial Advisors Milford, Ohio	$834K	+$826K	+16,792	New
8	MFS 8 Mattson Financial Services Kentwood, Michigan	$455K	+$450K	+9,159	New
9	AWM 9 AE Wealth Management Topeka, Kansas	$399K	+$395K	+8,036	New
10	MAWAG 10 Mid-American Wealth Advisory Group Kansas City, Missouri	$368K	+$365K	+7,421	New
11	11 Goldman Sachs New York	$323K	+$319K	+6,497	New
12	12 Osaic Holdings Scottsdale, Arizona	$153K	+$31.6K	+642	+26%
13	13 JP Morgan Chase New York	$104K	+$103K	+2,099	New
14	TWP 14 Triad Wealth Partners Lawrence, Kansas	$62.2K	+$61.7K	+1,254	New
15	HI 15 Harbour Investments Madison, Wisconsin	$11K	+$10.9K	+221	New
16	16 Morgan Stanley New York	$7.5K	–	–	–
17	EWA 17 EverSource Wealth Advisors Birmingham, Alabama	$5.88K	–	–	–
18	CAS 18 Coppell Advisory Solutions Coppell, Texas	$993	+$983	+20	New
19	19 Jane Street New York	–	-$775K	-15,621	Closed
20	FSWA 20 Financial Synergies Wealth Advisors Houston, Texas	–	-$119K	-2,393	Closed