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PIMCO Preferred and Capital Securities Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
Gradient Investments
Minnesota
$73.7M +$2.38M +50,892 +3%
MCA
2
Magnolia Capital Advisors
Mississippi
$1.83M +$32.7K +701 +2%
HighTower Advisors
3
HighTower Advisors
Illinois
$1.1M +$51.7K +1,108 +5%
SMC
4
Smith, Moore & Co
Missouri
$858K +$876K +18,766 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$674K +$461K +9,869 +202%
Jane Street
6
Jane Street
New York
$626K +$640K +13,705 New
Osaic Holdings
7
Osaic Holdings
Arizona
$110K +$86.1K +1,845 +329%
UBS Group
8
UBS Group
Switzerland
$37.1K +$32.7K +700 +625%
HFS
9
Hantz Financial Services
Michigan
$12K +$12.6K +271 New
Morgan Stanley
10
Morgan Stanley
New York
$6.9K +$7K +150 +15,000%
SFC
11
SYM Financial Corp
Indiana
$5.44K +$5.55K +119 New
Allianz Asset Management
12
Allianz Asset Management
Germany
$1.19K +$1.21K +26 New
IPW
13
Impact Partnership Wealth
Georgia
-$5.88K -126 Closed