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PIMCO Preferred and Capital Securities Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
Gradient Investments
Minnesota
$32.7M -$43M -936,185 -58%
Jane Street
2
Jane Street
New York
$14.4M +$13M +283,303 +2,067%
Allianz Asset Management
3
Allianz Asset Management
Germany
$5.15M +$4.89M +106,400 +409,231%
LPL Financial
4
LPL Financial
California
$3.22M +$3.06M +66,649 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.18M +$1.39M +30,246 +205%
MCA
6
Magnolia Capital Advisors
Mississippi
$1.91M -$105K -2,279 -6%
SMC
7
Smith, Moore & Co
Missouri
$1.27M +$344K +7,488 +40%
HighTower Advisors
8
HighTower Advisors
Illinois
$1.16M -$6.89K -150 -0.6%
Bank of Montreal
9
Bank of Montreal
Ontario, Canada
$1.14M +$1.08M +23,400 New
Osaic Holdings
10
Osaic Holdings
Arizona
$124K +$7.03K +153 +6%
UBS Group
11
UBS Group
Switzerland
$13.2K -$24.8K -539 -66%
Morgan Stanley
12
Morgan Stanley
New York
$7.3K
DF
13
Dunhill Financial
United Kingdom
$1.2K +$3.95K +86 New
HFS
14
Hantz Financial Services
Michigan
-$12K -271 Closed
SFC
15
SYM Financial Corp
Indiana
-$5.44K -119 Closed