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PQDI

Principal Spectrum Preferred and Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$19.2M – – –
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$9.66M +$9.47M +500,170 New
PS
3
Principal Securities
Iowa
$9.51M +$9.31M +491,627 +62,074%
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$2.48M +$9.92K +524 +0.4%
HIA
5
Harbor Investment Advisory
Maryland
$579K +$94.6K +5,000 +20%
Citadel Advisors
6
Citadel Advisors
Florida
$548K +$537K +28,395 New
CIAS
7
Capital Investment Advisory Services
North Carolina
$538K +$27.6K +1,458 +6%
Jane Street
8
Jane Street
New York
$428K +$420K +22,191 New
Osaic Holdings
9
Osaic Holdings
Arizona
$2.95K – – –
Morgan Stanley
10
Morgan Stanley
New York
$29 – – –
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
– -$188K -10,025 Closed
UBS Group
12
UBS Group
Switzerland
– -$24.9K -1,329 Closed