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Principal Spectrum Preferred and Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$18.7M – – –
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
$2.39M -$120K -6,463 -5%
Capital Investment Advisory Services
3
Capital Investment Advisory Services
North Carolina
$495K +$41.5K +2,233 +9%
Harbor Investment Advisory
4
Harbor Investment Advisory
Maryland
$469K +$464K +25,000 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$188K +$186K +10,025 New
UBS Group
6
UBS Group
Switzerland
$24.9K +$23.9K +1,285 +2,920%
Principal Securities
7
Principal Securities
Iowa
$14.8K – – –
Osaic Holdings
8
Osaic Holdings
Arizona
$2.87K -$29.7K -1,600 -91%
Morgan Stanley
9
Morgan Stanley
New York
$29 +$19 +1 New
Jane Street
10
Jane Street
New York
– -$1.08M -58,061 Closed
Truist Financial
11
Truist Financial
North Carolina
– -$380K -20,453 Closed
Brinker Capital Investments
12
Brinker Capital Investments
Pennsylvania
– -$228K -12,215 Closed
Orion Portfolio Solutions
13
Orion Portfolio Solutions
Nebraska
– -$228K -12,215 Closed