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Principal Spectrum Preferred and Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$18.4M – – –
Brinker Capital Investments
2
Brinker Capital Investments
Pennsylvania
$564K +$338K +17,722 +139%
Jane Street
3
Jane Street
New York
$378K -$742K -38,902 -66%
Osaic Holdings
4
Osaic Holdings
Arizona
$31K +$9.02K +473 +39%
UBS Group
5
UBS Group
Switzerland
$13K -$9.7K -508 -42%