PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

135 hedge funds and large institutions have $244M invested in Pennant Park Investment Corp in 2015 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 45 increasing their positions, 48 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
135
Holders Change
-3
Holders Change %
-2.17%
% of All Funds
3.6%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
20
Increased
45
Reduced
48
Closed
22
Calls
$11K
Puts
$80K
Net Calls
-$69K
Net Calls Change
-$63K

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$23.2M
2
DFG
2
Delphi Financial Group
Delaware
$14M
3
DCM
3
Dialectic Capital Management
Connecticut
$1.86M
4
Morgan Stanley
4
Morgan Stanley
New York
$6.27M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$4.93M

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$868K
2
ACI
2
Alpha Cubed Investments
California
$0
3
RFC
3
Russell Frank Company
Washington
$1.94M
4
PAM
4
PVG Asset Management
Colorado
$8.47M
5
YMRC
5
Yorktown Management & Research Company
Virginia
$3.94M
Name Holding Trade Value Shares
Change 		Shares
Change %
RIA
126
Regal Investment Advisors
Michigan
$5K – – –
WAS
127
Winch Advisory Services
Wisconsin
$5K +$5K +514 New
DSC
128
Duncker Streett & Co
Missouri
$4K – – –
MFS
129
MSI Financial Services
Massachusetts
$3K +$3K +300 New
Northwestern Mutual Wealth Management
130
Northwestern Mutual Wealth Management
Wisconsin
$3K +$3K +315 New
Manulife (Manufacturers Life Insurance)
131
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2.18K – – –
GI
132
Gradient Investments
Minnesota
$2K +$2K +227 New
TRCT
133
Tower Research Capital (TRC)
New York
$1K -$16.6K -1,672 -94%
ACI
134
Alpha Cubed Investments
California
– -$2.1M -220,441 Closed
AIM
135
Allen Investment Management
New York
– -$1.39M -146,248 Closed
SMDAM
136
Sumitomo Mitsui DS Asset Management
Japan
– -$1.18M -124,059 Closed
AR
137
Advisory Research
Illinois
– -$1.18M -124,059 Closed
Robeco Institutional Asset Management
138
Robeco Institutional Asset Management
Netherlands
– -$1.06M -111,437 Closed
TC
139
TFS Capital
Pennsylvania
– -$760K -79,799 Closed
PPA
140
Parametric Portfolio Associates
Washington
– -$690K -72,388 Closed
ACM
141
Ativo Capital Management
Illinois
– -$515K -54,049 Closed
MCM
142
McKinley Capital Management
Alaska
– -$407K -42,756 Closed
AW
143
Alpha Windward
Massachusetts
– -$398K -41,760 Closed
Bank of New York Mellon
144
Bank of New York Mellon
New York
– -$133K -13,930 Closed
HFS
145
HL Financial Services
Kentucky
– -$124K -13,032 Closed
NCMW
146
Northern Capital Management (Wisconsin)
Wisconsin
– -$119K -12,508 Closed
SC
147
Sumit Capital
New York
– -$114K -11,969 Closed
TH
148
Timber Hill
Connecticut
– -$104K -10,919 Closed
CA
149
Cetera Advisors
Colorado
– -$101K -10,533 Closed
PFO
150
Pathstone Family Office
New Jersey
– -$45K -4,764 Closed
3 4 5
6
7