PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

138 hedge funds and large institutions have $272M invested in Pennant Park Investment Corp in 2014 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 46 increasing their positions, 42 reducing their positions, and 14 closing their positions.

Holders
138
Holders Change
+10
Holders Change %
+7.81%
% of All Funds
3.68%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.08%
New
25
Increased
46
Reduced
42
Closed
14
Calls
$87K
Puts
$93K
Net Calls
-$6K
Net Calls Change
+$63K

Top Buyers

1
RFC
1
Russell Frank Company
Washington
$4.19M
2
Invesco
2
Invesco
Georgia
$17.7M
3
DFG
3
Delphi Financial Group
Delaware
$12.7M
4
AAM
4
Advisors Asset Management
Colorado
$27.9M
5
SCM
5
Signia Capital Management
Washington
$1.95M

Top Sellers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$3.49M
2
Goldman Sachs
2
Goldman Sachs
New York
$1.57M
3
DCM
3
Dupont Capital Management
Delaware
$0
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$19.6M
5
CHA
5
Cedar Hill Associates
Illinois
$8.39M
Name Holding Trade Value Shares
Change 		Shares
Change %
JC
126
JBF Capital
Colorado
$13K +$13K +1,405 New
HCM
127
Highlander Capital Management
New Jersey
$12K – – –
PSC
128
Prentiss Smith & Co
Vermont
$12K – – –
VIA
129
Vantage Investment Advisors
Pennsylvania
$10K – – –
Fifth Third Bancorp
130
Fifth Third Bancorp
Ohio
$10K – – –
OSNBOA
131
Old Second National Bank of Aurora
Illinois
$10K – – –
GGPS
132
Gary Goldberg Planning Services
New York
$5K – – –
DSC
133
Duncker Streett & Co
Missouri
$5K – – –
RIA
134
Regal Investment Advisors
Michigan
$5K +$5K +500 New
WA
135
WFG Advisors
Texas
$3K – – –
Manulife (Manufacturers Life Insurance)
136
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2.3K -$462 -48,448 -17%
PIA
137
Piedmont Investment Advisors
North Carolina
$447 – – –
DCM
138
Dupont Capital Management
Delaware
– -$1.45M -132,610 Closed
MERSOM
139
Municipal Employees' Retirement System of Michigan
Michigan
– -$372K -33,200 Closed
Jane Street
140
Jane Street
New York
– -$228K -20,939 Closed
LP
141
LMR Partners
United Kingdom
– -$129K -11,866 Closed
FFA
142
First Foundation Advisors
California
– -$128K -11,704 Closed
ST
143
Spot Trading
Illinois
– -$127K -11,609 Closed
Ameriprise
144
Ameriprise
Minnesota
– -$53K -4,862 Closed
FANJ
145
Financial Architects (New Jersey)
New Jersey
– -$27K -2,500 Closed
CTC
146
Central Trust Company
Missouri
– -$22K -2,000 Closed
BF
147
BOK Financial
Oklahoma
– -$12K -1,126 Closed
Barclays
148
Barclays
United Kingdom
– -$9K -873 Closed
WAS
149
Winch Advisory Services
Wisconsin
– -$5K -500 Closed
NFG
150
Next Financial Group
Texas
– -$1K -100 Closed
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