PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

118 hedge funds and large institutions have $143M invested in Pennant Park Investment Corp in 2015 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 32 increasing their positions, 39 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
118
Holders Change
-8
Holders Change %
-6.35%
% of All Funds
3.1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
23
Increased
32
Reduced
39
Closed
29
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$12.5M
2
CLM
2
ClearBridge LLC (Maryland)
Maryland
$4.34M
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$2.78M
4
Morgan Stanley
4
Morgan Stanley
New York
$10.5M
5
AssetMark Inc
5
AssetMark Inc
California
$901K

Top Sellers

1
PAM
1
PVG Asset Management
Colorado
$0
2
RCM
2
Rivernorth Capital Management
Florida
$0
3
AAM
3
Advisors Asset Management
Colorado
$13.3M
4
Millennium Management
4
Millennium Management
New York
$410K
5
CS
5
Credit Suisse
Switzerland
$354K
Name Holding Trade Value Shares
Change 		Shares
Change %
HR
101
Howe & Rusling
New York
$12K – – –
JC
102
JBF Capital
Colorado
$9K – – –
PSC
103
Prentiss Smith & Co
Vermont
$8K – – –
WEC
104
Winslow Evans & Crocker
Massachusetts
$6.18K – – –
WRM
105
Westport Resources Management
Connecticut
$6K -$4.11K -650 -41%
OSNBOA
106
Old Second National Bank of Aurora
Illinois
$6K – – –
VIA
107
Vantage Investment Advisors
Pennsylvania
$6K – – –
Fifth Third Bancorp
108
Fifth Third Bancorp
Ohio
$6K – – –
RFA
109
Reilly Financial Advisors
California
$6K +$4.8K +800 +400%
CCS
110
Crosspoint Capital Strategies
California
$5K +$5K +500 New
PCM
111
Penserra Capital Management
California
$5K +$5K +872 New
SEI Investments
112
SEI Investments
Pennsylvania
$3K +$3K +500 New
Manulife (Manufacturers Life Insurance)
113
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.5K -$276 -44,705 -16%
WAS
114
Winch Advisory Services
Wisconsin
$1K -$1.4K -319 -58%
ClearBridge Investments
115
ClearBridge Investments
New York
$1K +$1K +109 New
HI
116
Hudock Inc
Pennsylvania
$1K +$1K +300 New
PAM
117
PVG Asset Management
Colorado
– -$7.14M -1,103,957 Closed
RCM
118
Rivernorth Capital Management
Florida
– -$4.85M -750,123 Closed
FM
119
Family Management
New York
– -$1.08M -166,750 Closed
NCCM
120
Nine Chapters Capital Management
New Jersey
– -$1.04M -160,800 Closed
Goldman Sachs
121
Goldman Sachs
New York
– -$616K -95,226 Closed
HSBC Holdings
122
HSBC Holdings
United Kingdom
– -$453K -70,000 Closed
DCM
123
Dialectic Capital Management
Connecticut
– -$450K -69,740 Closed
MCM
124
McKinley Capital Management
Alaska
– -$399K -61,729 Closed
FIG
125
Fortress Investment Group
New York
– -$330K -51,170 Closed
2 3 4
5
6