PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

126 hedge funds and large institutions have $158M invested in Pennant Park Investment Corp in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 38 increasing their positions, 45 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
126
Holders Change
–
Holders Change %
0%
% of All Funds
3.52%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
20
Increased
38
Reduced
45
Closed
19
Calls
–
Puts
$12K
Net Calls
-$12K
Net Calls Change
-$112K

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$4.85M
2
Morgan Stanley
2
Morgan Stanley
New York
$9.03M
3
DFG
3
Delphi Financial Group
Delaware
$11.4M
4
Millennium Management
4
Millennium Management
New York
$2.84M
5
PGH
5
Partners Group Holding
Switzerland
$1.75M

Top Sellers

1
CHA
1
Cedar Hill Associates
Illinois
$0
2
Invesco
2
Invesco
Georgia
$7.35M
3
YMRC
3
Yorktown Management & Research Company
Virginia
$0
4
UBS Group
4
UBS Group
Switzerland
$13.7M
5
MC
5
Muzinich & Co
New York
$6.36M
Name Holding Trade Value Shares
Change 		Shares
Change %
AssetMark Inc
101
AssetMark Inc
California
$16K +$16K +2,408 New
GXMC
102
Global X Management Company
New York
$16K +$16K +2,539 New
HR
103
Howe & Rusling
New York
$13K – – –
WRM
104
Westport Resources Management
Connecticut
$10K -$3.28K -525 -25%
JC
105
JBF Capital
Colorado
$9K – – –
PSC
106
Prentiss Smith & Co
Vermont
$8K – – –
HCM
107
Highlander Capital Management
New Jersey
$8K +$8K +1,250 New
KA
108
Klingman & Associates
New York
$8K +$8K +1,325 New
WEC
109
Winslow Evans & Crocker
Massachusetts
$6.47K – – –
VIA
110
Vantage Investment Advisors
Pennsylvania
$6K – – –
Fifth Third Bancorp
111
Fifth Third Bancorp
Ohio
$6K – – –
OSNBOA
112
Old Second National Bank of Aurora
Illinois
$6K – – –
TRCT
113
Tower Research Capital (TRC)
New York
$5K +$3.33K +528 +199%
WAS
114
Winch Advisory Services
Wisconsin
$4K +$124 +17 +3%
MFS
115
MSI Financial Services
Massachusetts
$4K +$1.99K +297 +99%
RIA
116
Regal Investment Advisors
Michigan
$3K – – –
DSC
117
Duncker Streett & Co
Missouri
$3K – – –
Northwestern Mutual Wealth Management
118
Northwestern Mutual Wealth Management
Wisconsin
$3K +$3K +511 New
IF
119
Ironwood Financial
Arizona
$2K +$2K +300 New
WCM
120
Windsor Capital Management
Arizona
$2K +$2K +400 New
Manulife (Manufacturers Life Insurance)
121
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.86K – – –
FNBT
122
FineMark National Bank & Trust
Florida
$1K +$1K +105 New
Creative Planning
123
Creative Planning
Kansas
$1K +$1K +150 New
RFA
124
Reilly Financial Advisors
California
$1K +$1K +200 New
CHA
125
Cedar Hill Associates
Illinois
– -$6.62M -753,926 Closed
2 3 4
5
6