PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

126 hedge funds and large institutions have $224M invested in Pennant Park Investment Corp in 2015 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 37 increasing their positions, 44 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
126
Holders Change
-9
Holders Change %
-6.67%
% of All Funds
3.4%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
10
Increased
37
Reduced
44
Closed
15
Calls
$100K
Puts
–
Net Calls
+$100K
Net Calls Change
+$169K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.27M
2
PAM
2
PVG Asset Management
Colorado
$10.3M
3
CIM
3
Confluence Investment Management
Missouri
$10M
4
GIM
4
Greenwich Investment Management
Connecticut
$2.4M
5
Millennium Management
5
Millennium Management
New York
$2.43M

Top Sellers

1
RFC
1
Russell Frank Company
Washington
$0
2
Wells Fargo
2
Wells Fargo
California
$2.11M
3
SAM
3
Selway Asset Management
$2.99M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$3.29M
5
UBS Group
5
UBS Group
Switzerland
$21.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
Deutsche Bank
101
Deutsche Bank
Germany
$50K – – –
AWM
102
AllSquare Wealth Management
New York
$44K – – –
ASN
103
Advisory Services Network
Georgia
$44K +$44K +5,000 New
Bessemer Group
104
Bessemer Group
New Jersey
$35K – – –
TFA
105
Transamerica Financial Advisors
Florida
$29K – – –
First Manhattan
106
First Manhattan
New York
$26K – – –
WRM
107
Westport Resources Management
Connecticut
$19K -$67.1K -7,507 -78%
MA
108
MUFG Americas
New York
$19K +$555 +62 +3%
HR
109
Howe & Rusling
New York
$18K – – –
JC
110
JBF Capital
Colorado
$12K – – –
PSC
111
Prentiss Smith & Co
Vermont
$11K – – –
VIA
112
Vantage Investment Advisors
Pennsylvania
$9K -$9K -1,000 -50%
Fifth Third Bancorp
113
Fifth Third Bancorp
Ohio
$9K – – –
OSNBOA
114
Old Second National Bank of Aurora
Illinois
$9K – – –
WEC
115
Winslow Evans & Crocker
Massachusetts
$8.78K – – –
WAS
116
Winch Advisory Services
Wisconsin
$5K +$151 +16 +3%
DSC
117
Duncker Streett & Co
Missouri
$4K – – –
RIA
118
Regal Investment Advisors
Michigan
$4K – – –
Nuveen Asset Management
119
Nuveen Asset Management
Illinois
$3.83K -$141 -16,091 -4%
Fiera Capital (Canada)
120
Fiera Capital (Canada)
Quebec, Canada
$3.26K +$160 +18,200 +5%
MFS
121
MSI Financial Services
Massachusetts
$3K – – –
Manulife (Manufacturers Life Insurance)
122
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2.53K +$408 +46,472 +19%
TRCT
123
Tower Research Capital (TRC)
New York
$2K +$1.24K +164 +162%
KCPG
124
Kavar Capital Partners Group
Kansas
$1K +$1K +159 New
RFC
125
Russell Frank Company
Washington
– -$1.94M -214,440 Closed
2 3 4
5
6