PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

126 hedge funds and large institutions have $158M invested in Pennant Park Investment Corp in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 38 increasing their positions, 45 reducing their positions, and 19 closing their positions.

Holders
126
Holders Change
–
Holders Change %
0%
% of All Funds
3.52%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
20
Increased
38
Reduced
45
Closed
19
Calls
–
Puts
$12K
Net Calls
-$12K
Net Calls Change
-$112K

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$4.85M
2
Morgan Stanley
2
Morgan Stanley
New York
$9.03M
3
DFG
3
Delphi Financial Group
Delaware
$11.4M
4
Millennium Management
4
Millennium Management
New York
$2.84M
5
PGH
5
Partners Group Holding
Switzerland
$1.75M

Top Sellers

1
CHA
1
Cedar Hill Associates
Illinois
$0
2
Invesco
2
Invesco
Georgia
$7.35M
3
YMRC
3
Yorktown Management & Research Company
Virginia
$0
4
UBS Group
4
UBS Group
Switzerland
$13.7M
5
MC
5
Muzinich & Co
New York
$6.36M
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$1.3M -$147K -22,738 -10%
FM
27
Family Management
New York
$1.08M -$30.7K -4,750 -3%
NCCM
28
Nine Chapters Capital Management
New Jersey
$1.04M +$233K +36,000 +29%
HighTower Advisors
29
HighTower Advisors
Illinois
$981K +$78.5K +12,148 +9%
Citigroup
30
Citigroup
New York
$917K -$44.6K -6,889 -5%
UBS AM
31
UBS AM
Illinois
$889K -$16K -2,471 -2%
AWS
32
Aris Wealth Services
Pennsylvania
$791K +$52.7K +8,148 +7%
RVPG
33
Relative Value Partners Group
$716K +$250K +38,673 +54%
TFCM
34
Taylor Frigon Capital Management
Arizona
$673K +$271K +40,968 +67%
Legal & General Group
35
Legal & General Group
United Kingdom
$627K +$84K +12,938 +15%
Goldman Sachs
36
Goldman Sachs
New York
$616K +$783 +121 +0.1%
SCM
37
Signia Capital Management
Washington
$600K -$78.7K -12,170 -12%
CA
38
Corrado Advisors
New Jersey
$547K +$171K +26,395 +45%
MNA
39
Manning & Napier Advisors
New York
$535K +$21.6K +3,340 +4%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$471K -$2.63K -407 -0.6%
EVM
41
Eaton Vance Management
Massachusetts
$471K – – –
EWM
42
Edge Wealth Management
New York
$456K +$197K +30,800 +76%
HSBC Holdings
43
HSBC Holdings
United Kingdom
$453K +$453K +70,000 New
DCM
44
Dialectic Capital Management
Connecticut
$450K -$211K -32,760 -32%
DC
45
Deere & Company
Illinois
$449K – – –
NSEDCP
46
NJ State Employees Deferred Compensation Plan
New Jersey
$432K – – –
FCI
47
Financial Counselors Inc
Kansas
$406K +$181K +28,000 +80%
MCM
48
McKinley Capital Management
Alaska
$399K -$114K -17,634 -22%
HB
49
Homrich & Berg
Georgia
$396K +$12.3K +1,897 +3%
AWA
50
Arete Wealth Advisors
Illinois
$390K -$13.1K -2,027 -3%
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