PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

135 hedge funds and large institutions have $244M invested in Pennant Park Investment Corp in 2015 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 45 increasing their positions, 48 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
135
Holders Change
-3
Holders Change %
-2.17%
% of All Funds
3.6%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
20
Increased
45
Reduced
48
Closed
22
Calls
$11K
Puts
$80K
Net Calls
-$69K
Net Calls Change
-$63K

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$23.2M
2
DFG
2
Delphi Financial Group
Delaware
$14M
3
DCM
3
Dialectic Capital Management
Connecticut
$1.86M
4
Morgan Stanley
4
Morgan Stanley
New York
$6.27M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$4.93M

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$868K
2
ACI
2
Alpha Cubed Investments
California
$0
3
RFC
3
Russell Frank Company
Washington
$1.94M
4
PAM
4
PVG Asset Management
Colorado
$8.47M
5
YMRC
5
Yorktown Management & Research Company
Virginia
$3.94M
Name Holding Trade Value Shares
Change 		Shares
Change %
RFC
26
Russell Frank Company
Washington
$1.94M -$2M -221,030 -51%
DCM
27
Dialectic Capital Management
Connecticut
$1.86M +$1.86M +205,000 New
JIC
28
JRM Investment Counsel
Nebraska
$1.8M +$95K +10,500 +6%
NCCM
29
Nine Chapters Capital Management
New Jersey
$1.8M +$1M +110,800 +126%
ACH
30
ArrowMark Colorado Holdings
Colorado
$1.79M +$748K +82,688 +72%
Millennium Management
31
Millennium Management
New York
$1.53M -$1.42M -156,631 -48%
FM
32
Family Management
New York
$1.44M -$164K -18,175 -10%
GIM
33
Greenwich Investment Management
Connecticut
$1.43M +$762K +84,215 +114%
HighTower Advisors
34
HighTower Advisors
Illinois
$1.27M +$525K +58,071 +71%
UBS AM
35
UBS AM
Illinois
$1.23M -$25.1K -2,772 -2%
TAM
36
Trust Asset Management
Texas
$1.23M +$60.4K +6,674 +5%
AWS
37
Aris Wealth Services
Pennsylvania
$1.03M +$84.4K +9,322 +9%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$945K -$60.9K -6,739 -6%
TYCC
39
Texas Yale Capital Corp
Florida
$917K +$202K +22,300 +28%
Citigroup
40
Citigroup
New York
$908K -$2.04K -225 -0.2%
T. Rowe Price Associates
41
T. Rowe Price Associates
Maryland
$868K -$11.5M -1,265,300 -93%
D.E. Shaw & Co
42
D.E. Shaw & Co
New York
$847K +$847K +93,579 New
PGH
43
Partners Group Holding
Switzerland
$786K +$125K +13,800 +19%
MNA
44
Manning & Napier Advisors
New York
$763K -$53.9K -5,970 -7%
Goldman Sachs
45
Goldman Sachs
New York
$718K -$776K -85,831 -52%
Legal & General Group
46
Legal & General Group
United Kingdom
$693K -$50.6K -5,589 -7%
SCM
47
Signia Capital Management
Washington
$678K -$1.18M -130,023 -63%
EVM
48
Eaton Vance Management
Massachusetts
$659K – – –
DC
49
Deere & Company
Illinois
$628K +$97.6K +10,784 +18%
NSEDCP
50
NJ State Employees Deferred Compensation Plan
New Jersey
$604K – – –
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