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PNNT

Pennant Park Investment Corp
PNNT

148 hedge funds and large institutions have $324M invested in Pennant Park Investment Corp in 2014 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 51 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 11

28% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 40

11% more funds holding

Funds holding: 133 → 148 (+15)

5% less capital invested

Capital invested by funds: $339M → $324M (-$15.7M)

52% less call options, than puts

Call options by funds: $171K | Put options by funds: $356K

Holders
148
Holders Change
+15
Holders Change %
+11.28%
% of All Funds
4.27%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
26
Increased
51
Reduced
40
Closed
11
Calls
$171K
Puts
$356K
Net Calls
-$185K
Net Calls Change
+$46K

Top Buyers

Rank Fund Capital Flow
1
SAM
Selway Asset Management
+$5.07M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$3.12M
3
AAM
Advisors Asset Management
Colorado
+$1.85M
4
ACM
Advisors Capital Management
New Jersey
+$1.77M
5
Prudential Financial
Prudential Financial
New Jersey
+$1.28M

Top Sellers

Rank Fund Capital Flow
1
Vanguard Group
Vanguard Group
Pennsylvania
-$6.79M
2
Goldman Sachs
Goldman Sachs
New York
-$3.88M
3
KCM
Kennedy Capital Management
Missouri
-$2.77M
4
N
Nuveen
North Carolina
-$1.78M
5
SCM
Silver Capital Management
New York
-$1.72M
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of New York Mellon
26
Bank of New York Mellon
New York
$2.84M -$33K -2,931 -1%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$2.83M +$9.85K +874 +0.3%
Morgan Stanley
28
Morgan Stanley
New York
$2.66M +$86.1K +7,641 +3%
UBS AM
29
UBS AM
Illinois
$2.58M -$66.2K -5,874 -2%
BIM
30
BlackRock Investment Management
Delaware
$2.53M +$16.1K +1,430 +0.6%
Vanguard Group
31
Vanguard Group
Pennsylvania
$2.18M -$6.79M -602,127 -75%
FM
32
Family Management
New York
$1.92M +$648K +57,500 +50%
TC
33
TFS Capital
Pennsylvania
$1.87M -$1.12M -99,724 -37%
ACM
34
Advisors Capital Management
New Jersey
$1.73M +$1.77M +156,630 New
CS
35
Credit Suisse
Switzerland
$1.69M -$114K -10,077 -6%
SCM
36
Sterling Capital Management
North Carolina
$1.58M +$1.06M +94,410 +195%
HB
37
Homrich & Berg
Georgia
$1.53M -$74.8K -6,634 -5%
CIA
38
Capital Impact Advisors
Massachusetts
$1.5M – – –
VanEck Associates
39
VanEck Associates
New York
$1.4M +$343K +30,392 +32%
California State Teachers Retirement System (CalSTRS)
40
California State Teachers Retirement System (CalSTRS)
California
$1.33M +$5.63K +500 +0.4%
GC
41
Guggenheim Capital
Illinois
$1.33M +$638K +56,571 +88%
AllianceBernstein
42
AllianceBernstein
Tennessee
$1.26M -$4.34K -385 -0.3%
Prudential Financial
43
Prudential Financial
New Jersey
$1.25M +$1.28M +113,337 New
Robeco Institutional Asset Management
44
Robeco Institutional Asset Management
Netherlands
$1.24M +$1.26M +111,767 New
AIG
45
American International Group
New York
$1.22M +$42.5K +3,767 +4%
Citigroup
46
Citigroup
New York
$1.16M -$180K -15,977 -13%
TA
47
Teachers Advisors
New York
$1.15M +$114K +10,100 +11%
Stifel Financial
48
Stifel Financial
Missouri
$1.13M +$1.15M +102,321 New
Charles Schwab
49
Charles Schwab
California
$1.12M – – –
AR
50
Advisory Research
Illinois
$1.11M -$963K -85,421 -46%
1
2
3 4 5

PNNT Hedge Fund Activity: Q1 2014 in Review

148 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Pennant Park Investment Corp (PNNT) for Q1 2014, worth a combined $324M — down 4.6% from $339M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new PNNT positions and 11 closed out — a net gain of 15 holders — while 51 added to existing stakes and 40 trimmed.

The largest buyer was Selway Asset Management, adding an estimated $5.07M. The largest seller was Vanguard Group, cutting an estimated $6.79M.

  • 148 institutional investors held Pennant Park Investment Corp (PNNT) as of Q1 2014, up from 133 in Q4 2013.
  • Funds reported $324M of Pennant Park Investment Corp stock for Q1 2014, down 4.6% quarter-over-quarter.
  • 26 funds opened new Pennant Park Investment Corp positions in Q1 2014 and 11 closed out, a net change of +15 holders.
  • The largest Pennant Park Investment Corp buyer in Q1 2014 was Selway Asset Management, an estimated $5.07M added.
  • The largest Pennant Park Investment Corp seller in Q1 2014 was Vanguard Group, an estimated $6.79M sold.

Based on aggregated 13F filings for Q1 2014.