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PIMCO New York Municipal Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
CC
1
Claybrook Capital
Massachusetts
$2.66M +$267K +24,000 +12%
Guggenheim Capital
2
Guggenheim Capital
Illinois
$1.48M -$31.3K -2,819 -2%
Ameriprise
3
Ameriprise
Minnesota
$572K +$552K +49,735 New
Morgan Stanley
4
Morgan Stanley
New York
$346K +$28.9K +2,604 +9%
Invesco
5
Invesco
Georgia
$343K +$9.55K +860 +3%
SWM
6
SeaCrest Wealth Management
New York
$246K – – –
UBS Group
7
UBS Group
Switzerland
$245K +$103K +9,262 +77%
PGWM
8
Parisi Gray Wealth Management
New Jersey
$191K -$11.1K -1,000 -6%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$116K -$29.4K -2,643 -21%
Wells Fargo
10
Wells Fargo
California
$98K +$33.3K +3,000 +55%
Bank of America
11
Bank of America
North Carolina
$95K +$1.28K +115 +1%
APA
12
American Portfolios Advisors
New York
$91.1K – – –
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$69K – – –
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$28K +$27.3K +2,454 New
Ladenburg Thalmann Financial Services
15
Ladenburg Thalmann Financial Services
Florida
$18K – – –
Citigroup
16
Citigroup
New York
$5K +$5K +450 New
FIA
17
FNY Investment Advisers
New York
$1K +$500 +45 +100%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
– -$660K -62,335 Closed
Laurion Capital Management
19
Laurion Capital Management
New York
– -$635K -59,974 Closed
Curi RMB Capital
20
Curi RMB Capital
Illinois
– -$121K -11,375 Closed
Wolverine Asset Management
21
Wolverine Asset Management
Illinois
– -$91K -8,649 Closed