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PNI

PIMCO New York Municipal Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
CC
1
Claybrook Capital
Massachusetts
$2.46M +$123K +13,880 +5%
HWAM
2
Hennion & Walsh Asset Management
New Jersey
$2.28M -$104K -11,657 -4%
GC
3
Guggenheim Capital
Illinois
$1.72M -$293K -32,998 -14%
RCM
4
Rivernorth Capital Management
Florida
$1.18M +$152K +17,040 +14%
Morgan Stanley
5
Morgan Stanley
New York
$818K +$400K +45,000 +93%
UBS Group
6
UBS Group
Switzerland
$603K +$5.34K +601 +0.9%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$602K -$42.6K -4,786 -7%
Cohen & Steers
8
Cohen & Steers
New York
$340K +$26.7K +3,000 +8%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$164K +$587 +66 +0.4%
DWM
10
Dopkins Wealth Management
New York
$136K
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$121K
OBWG
12
Onyx Bridge Wealth Group
New York
$105K
BAAM
13
Baker Avenue Asset Management
California
$98K
NA
14
NewEdge Advisors
Louisiana
$96K
HA
15
Herold Advisors
New York
$93K +$258 +29 +0.3%
Wells Fargo
16
Wells Fargo
California
$92K +$16.7K +1,877 +22%
LC
17
Lindbrook Capital
California
$20K -$8.89K -1,000 -30%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$13K -$17.8K -2,001 -58%
Bank of America
19
Bank of America
North Carolina
$9K -$4.9K -551 -36%
FIA
20
FNY Investment Advisers
New York
$1K
ACA
21
Ackerman Capital Advisors
Texas
-$106K -11,114 Closed
RWP
22
RWA Wealth Partners
Massachusetts
-$100K -10,534 Closed
SPIA
23
Steward Partners Investment Advisory
New York
-$5K -545 Closed