|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$3.67M
|
+$204K
|
+15,654
|
+6%
|
|
|
2
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
$413K
|
+$118K
|
+9,023
|
+41%
|
|
|
3
|
|
$296K
|
-$57.3K
|
-4,400
|
-17%
|
|
|
4
|
LPL Financial
San Diego,
California
|
$171K
|
–
|
–
|
–
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
$117K
|
+$13
|
+1
|
+0%
|
|
|
6
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$112K
|
-$39.1K
|
-3,000
|
-26%
|
|
|
7
|
|
$94K
|
–
|
–
|
–
|
|
|
8
|
Arrow Financial
Glens Falls,
New York
|
$80K
|
+$78.2K
|
+6,000
|
New
|
|
|
9
|
UBS Group
Zurich,
Switzerland
|
$70K
|
+$15.3K
|
+1,175
|
+29%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$54K
|
-$91.2K
|
-6,998
|
-64%
|
|
|
11
|
American International Group
New York
|
$40K
|
+$39.3K
|
+3,018
|
New
|
|
|
12
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$19K
|
+$5.21K
|
+400
|
+40%
|
|
|
13
|
Tompkins Financial
Ithaca,
New York
|
$13K
|
+$13K
|
+999
|
New
|
|
|
14
|
Private Advisor Group
Morristown,
New Jersey
|
–
|
-$350K
|
-28,364
|
Closed
|
|
|
15
|
Northern Trust
Chicago,
Illinois
|
–
|
-$2K
|
-14,324
|
Closed
|
|
