PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
CC
26
Caxton Corporation
New Jersey
$369K -$45.8K -4,000 -11%
UCFA
27
United Capital Financial Advisors
Texas
$239K +$242K +21,122 New
PIA
28
Peachtree Investment Advisors
Georgia
$238K – – –
UBS Group
29
UBS Group
Switzerland
$223K -$57.7K -5,047 -20%
WS
30
Wedbush Securities
California
$181K -$22.9K -2,000 -11%
FAAS
31
First Allied Advisory Services
California
$176K +$173K +15,138 New
LCM
32
Landscape Capital Management
New Jersey
$171K +$22.8K +1,992 +15%
Wells Fargo
33
Wells Fargo
California
$167K -$18.7K -1,634 -10%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$141K +$142K +12,441 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$140K +$88.2K +7,709 +167%
SWP
36
Stratos Wealth Partners
Ohio
$130K -$16.3K -1,427 -11%
USGIU
37
U.S. Global Investors (USGI)
Texas
$91K – – –
CK
38
Carnick & Kubik
Colorado
$74.1K +$74.9K +6,548 New
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$66K +$56K +4,900 +506%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$52K +$52.1K +4,555 New
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$49K -$29.8K -2,606 -38%
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$23K – – –
MFS
43
MSI Financial Services
Massachusetts
$18K +$5.72K +500 +48%
WCM
44
Windsor Capital Management
Arizona
$18K +$18.9K +1,650 New
Citigroup
45
Citigroup
New York
$14K +$14.1K +1,233 New
FCCM
46
First City Capital Management
Georgia
$8.5K +$8.59K +751 New
Creative Planning
47
Creative Planning
Kansas
$3K +$3.43K +300 New
RIA
48
Regal Investment Advisors
Michigan
$2K – – –
AIG
49
American International Group
New York
$1K – – –
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$1K – – –