Pioneer Floating Rate Fund
PHD
PHD was delisted on the 10th of October, 2025.
49 hedge funds and large institutions have $131M invested in Pioneer Floating Rate Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 12 closing their positions.
11% more capital invested
Capital invested by funds: $118M → $131M (+$13.1M)
2.37% more ownership
Funds ownership: 50.06% → 52.43% (+2.4%)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
6% less funds holding
Funds holding: 52 → 49 (-3)
25% less first-time investments, than exits
New positions opened: 9 | Existing positions closed: 12
31% less repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 16
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
+$8.07M |
| 2 |
SIA
Sit Investment Associates
Minneapolis,
Minnesota
|
+$2.95M |
| 3 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$529K |
| 4 |
Qube Research & Technologies (QRT)
London,
United Kingdom
|
+$449K |
| 5 |
Morgan Stanley
New York
|
+$130K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RVPG
Relative Value Partners Group
|
-$1.81M |
| 2 |
CCFM
Clear Creek Financial Management
Silverdale,
Washington
|
-$1.18M |
| 3 |
Envestnet Asset Management
Chicago,
Illinois
|
-$666K |
| 4 |
PAS
Park Avenue Securities
New York
|
-$581K |
| 5 |
Invesco
Atlanta,
Georgia
|
-$551K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PPA
51
Parametric Portfolio Associates
Seattle,
Washington
| – | -$227K | -23,861 | Closed |
|
|
AA
52
AQR Arbitrage
Greenwich,
Connecticut
| – | -$100K | -10,532 | Closed |
|
|
ICMP
53
Integrated Capital Management (Pennsylvania)
Jessup,
Pennsylvania
| – | -$96K | -10,129 | Closed |
|
|
CAN
54
Cetera Advisor Networks
El Segundo,
California
| – | -$39K | -4,139 | Closed |
|
55
Citigroup
New York
| – | -$30K | -3,132 | Closed |
|
|
SCA
56
Stonebridge Capital Advisors
St Paul,
Minnesota
| – | -$14K | -1,469 | Closed |
|
|
PAG
57
Private Advisor Group
Morristown,
New Jersey
| – | -$10K | -1,025 | Closed |
|
|
WLPWM
58
Walled Lake Planning & Wealth Management
Winnetka,
Illinois
| – | +$10 | +1 | +3% |
|
PHD Hedge Fund Activity: Q3 2020 in Review
49 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Pioneer Floating Rate Fund (PHD) for Q3 2020, worth a combined $131M — up 11% from $118M a quarter earlier.
Sellers outnumbered buyers: 12 funds closed out of PHD and 9 opened new positions — a net loss of 3 holders — while 16 trimmed existing stakes and 11 added.
The largest buyer was Rivernorth Capital Management, adding an estimated $8.07M. The largest seller was Relative Value Partners Group, cutting an estimated $1.81M.
- 49 institutional investors held Pioneer Floating Rate Fund (PHD) as of Q3 2020, down from 52 in Q2 2020.
- Funds reported $131M of Pioneer Floating Rate Fund stock for Q3 2020, up 11% quarter-over-quarter.
- 9 funds opened new Pioneer Floating Rate Fund positions in Q3 2020 and 12 closed out, a net change of -3 holders.
- The largest Pioneer Floating Rate Fund buyer in Q3 2020 was Rivernorth Capital Management, an estimated $8.07M added.
- The largest Pioneer Floating Rate Fund seller in Q3 2020 was Relative Value Partners Group, an estimated $1.81M sold.
Based on aggregated 13F filings for Q3 2020.