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PHD

Pioneer Floating Rate Fund
PHD

Delisted

PHD was delisted on the 10th of October, 2025.

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48 hedge funds and large institutions have $33.6M invested in Pioneer Floating Rate Fund in 2023 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

14% more capital invested

Capital invested by funds: $29.5M → $33.6M (+$4.01M)

4% more funds holding

Funds holding: 46 → 48 (+2)

3.06% more ownership

Funds ownership: 26.48% → 29.55% (+3.1%)

14% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 14

Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$1.4M
2
SIA
Sit Investment Associates
Minnesota
+$1.27M
3
AAM
Advisors Asset Management
Colorado
+$1.17M
4
GC
Guggenheim Capital
Illinois
+$925K
5
RIL
Rothschild Investment LLC
Illinois
+$298K

Top Sellers

Rank Fund Capital Flow
1
1CP
1607 Capital Partners
Virginia
-$641K
2
CWM
Congress Wealth Management
Massachusetts
-$377K
3
MC
Matisse Capital
Oregon
-$366K
4
WWMSC
Wagner Wealth Management (South Carolina)
South Carolina
-$283K
5
SCM
Saba Capital Management
New York
-$264K
Name Holding Trade Value Shares
Change 		Change in
Stake
FHA
26
Flagship Harbor Advisors
Massachusetts
$200K -$15.3K -1,710 -7%
CIA
27
Capital Investment Advisors
Georgia
$163K -$403 -45 -0.3%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$148K – – –
RCM
29
Robinson Capital Management
Michigan
$142K +$138K +15,455 New
LPL Financial
30
LPL Financial
California
$140K – – –
Qube Research & Technologies (QRT)
31
Qube Research & Technologies (QRT)
United Kingdom
$137K – – –
1CP
32
1607 Capital Partners
Virginia
$131K -$641K -71,500 -83%
AUIM
33
Aegon USA Investment Management
Iowa
$124K – – –
WS
34
Wedbush Securities
California
$122K -$3.58K -400 -3%
Nomura Holdings
35
Nomura Holdings
Japan
$110K +$108K +12,032 New
ZA
36
Zazove Associates
Nevada
$60K – – –
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$54.1K – – –
JP Morgan Chase
38
JP Morgan Chase
New York
$39.4K +$38.5K +4,294 New
GWSG
39
GPS Wealth Strategies Group
Colorado
$32.6K – – –
BWL
40
Bogart Wealth LLC
Virginia
$24.8K – – –
TH
41
TCTC Holdings
Texas
$20.6K – – –
VWM
42
Venturi Wealth Management
Texas
$16.3K – – –
BWM
43
Baystate Wealth Management
Massachusetts
$9.36K +$9.14K +1,020 New
BC
44
Bartlett & Co
Ohio
$7K – – –
BCWM
45
Bartlett & Co Wealth Management
Ohio
$6.94K – – –
BCMLT
46
Beacon Capital Management LLC (Tennessee)
Tennessee
$4.04K – – –
GWM
47
Geneos Wealth Management
Colorado
$2.48K -$2.02K -225 -45%
GI
48
Gradient Investments
Minnesota
$1.44K – – –
HNB
49
Huntington National Bank
Ohio
$18 – – –
CWM
50
Congress Wealth Management
Massachusetts
– -$377K -41,788 Closed
1
2
3

PHD Hedge Fund Activity: Q4 2023 in Review

48 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Pioneer Floating Rate Fund (PHD) for Q4 2023, worth a combined $33.6M — up 14% from $29.5M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PHD positions and 5 closed out — a net gain of 2 holders — while 12 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.4M. The largest seller was 1607 Capital Partners, cutting an estimated $641K.

  • 48 institutional investors held Pioneer Floating Rate Fund (PHD) as of Q4 2023, up from 46 in Q3 2023.
  • Funds reported $33.6M of Pioneer Floating Rate Fund stock for Q4 2023, up 14% quarter-over-quarter.
  • 7 funds opened new Pioneer Floating Rate Fund positions in Q4 2023 and 5 closed out, a net change of +2 holders.
  • The largest Pioneer Floating Rate Fund buyer in Q4 2023 was Morgan Stanley, an estimated $1.4M added.
  • The largest Pioneer Floating Rate Fund seller in Q4 2023 was 1607 Capital Partners, an estimated $641K sold.

Based on aggregated 13F filings for Q4 2023.