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PGZ

Principal Real Estate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.37M +$175K +16,699 +4%
BI
2
Bulldog Investors
New Jersey
$1.98M -$1.9M -181,160 -49%
AAM
3
Advisors Asset Management
Colorado
$1.58M +$1.58M +151,374 New
RP
4
Riverbridge Partners
Minnesota
$1.52M +$37.7K +3,600 +3%
SCM
5
Saba Capital Management
New York
$1.39M -$2.4M -229,253 -63%
JWCA
6
J.W. Cole Advisors
Florida
$1.17M +$143K +13,677 +14%
Osaic Holdings
7
Osaic Holdings
Arizona
$629K +$33.8K +3,228 +6%
Raymond James Financial
8
Raymond James Financial
Florida
$513K +$55.1K +5,265 +12%
NAS
9
NWF Advisory Services
California
$502K +$36.6K +3,500 +8%
RCM
10
Robinson Capital Management
Michigan
$482K
First Trust Advisors
11
First Trust Advisors
Illinois
$375K +$11.7K +1,118 +3%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$243K +$576 +55 +0.2%
SWM
13
SeaCrest Wealth Management
New York
$202K +$3.13K +299 +2%
RA
14
RFG Advisory
Alabama
$193K +$4.19K +400 +2%
CCFM
15
Clear Creek Financial Management
Washington
$186K +$9.94K +950 +6%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$172K +$50.1K +4,785 +41%
GVAG
17
Great Valley Advisor Group
Delaware
$167K
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$155K +$155K +14,805 New
PAG
19
Private Advisor Group
New Jersey
$149K
LPL Financial
20
LPL Financial
California
$144K +$144K +13,758 New
SFS
21
Shaker Financial Services
Virginia
$143K +$143K +13,629 New
UPS
22
UHLMANN PRICE SECURITIES
Illinois
$136K +$3.87K +370 +3%
BBPWM
23
Blue Bell Private Wealth Management
Pennsylvania
$61.7K
UBS Group
24
UBS Group
Switzerland
$30.4K -$242K -23,164 -89%
IRC
25
Investors Research Corp
Georgia
$26.1K