|
1
|
UBS Group
Zurich,
Switzerland
|
$1.6M
|
-$174K
|
-10,598
|
-10%
|
|
|
2
|
First Trust Advisors
Wheaton,
Illinois
|
$1.45M
|
+$467K
|
+28,513
|
+46%
|
|
|
3
|
Wells Fargo
San Francisco,
California
|
$1.04M
|
+$54.3K
|
+3,317
|
+5%
|
|
|
4
|
Ameriprise
Minneapolis,
Minnesota
|
$1.02M
|
+$14.7K
|
+898
|
+1%
|
|
|
5
|
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
$975K
|
–
|
–
|
–
|
|
|
6
|
Boothbay Fund Management
New York
|
$829K
|
+$385K
|
+23,500
|
New
|
|
|
7
|
|
$601K
|
-$36.7K
|
-2,241
|
-6%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$576K
|
+$394K
|
+24,050
|
+200%
|
|
|
9
|
Doliver Advisors
Houston,
Texas
|
$515K
|
-$18.3K
|
-1,117
|
-3%
|
|
|
10
|
Baird Financial Group
Milwaukee,
Wisconsin
|
$502K
|
+$16.9K
|
+1,033
|
+3%
|
|
|
11
|
BB&T Securities
Richmond,
Virginia
|
$473K
|
–
|
–
|
–
|
|
|
12
|
Clough Capital Partners
Boston,
Massachusetts
|
$393K
|
-$15.6K
|
-952
|
-4%
|
|
|
13
|
Laurion Capital Management
New York
|
$328K
|
+$337K
|
+20,568
|
New
|
|
|
14
|
Advisor Group
Phoenix,
Arizona
|
$304K
|
+$182K
|
+11,100
|
+139%
|
|
|
15
|
|
$285K
|
-$13.8K
|
-840
|
-4%
|
|
|
16
|
Shaker Financial Services
Arlington,
Virginia
|
$190K
|
-$130K
|
-7,961
|
-40%
|
|
|
17
|
Guggenheim Capital
Chicago,
Illinois
|
$163K
|
+$704
|
+43
|
+0.4%
|
|
|
18
|
Intellectus Partners
San Francisco,
California
|
$149K
|
+$153K
|
+9,322
|
New
|
|
|
19
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$55K
|
-$5.16K
|
-315
|
-8%
|
|
|
20
|
Next Financial Group
Houston,
Texas
|
$32K
|
+$12.6K
|
+769
|
+62%
|
|
|
21
|
US Bancorp
Minneapolis,
Minnesota
|
$13K
|
–
|
–
|
–
|
|
|
22
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$8K
|
+$8.19K
|
+500
|
New
|
|
|
23
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$748K
|
-42,431
|
Closed
|
|
|
24
|
Tower Research Capital (TRC)
New York
|
–
|
-$3K
|
-194
|
Closed
|
|
|
25
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$1K
|
-40
|
Closed
|
|
