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Principal Real Estate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$1.78M +$213K +12,007 +14%
Guggenheim Capital
2
Guggenheim Capital
Illinois
$1.38M +$860K +48,472 +176%
Wells Fargo
3
Wells Fargo
California
$1.14M -$215K -12,092 -16%
UBS Group
4
UBS Group
Switzerland
$1.14M -$608K -34,263 -35%
Ameriprise
5
Ameriprise
Minnesota
$1.13M -$20.2K -1,136 -2%
Robinson Capital Management
6
Robinson Capital Management
Michigan
$1.1M – – –
Invesco
7
Invesco
Georgia
$949K +$259K +14,593 +39%
Bank of America
8
Bank of America
North Carolina
$807K -$253K -14,269 -24%
Advisor Group
9
Advisor Group
Arizona
$791K +$153K +8,600 +24%
BB&T Securities
10
BB&T Securities
Virginia
$640K +$29.4K +1,659 +5%
Parametric Portfolio Associates
11
Parametric Portfolio Associates
Washington
$429K +$420K +23,696 New
Raymond James & Associates
12
Raymond James & Associates
Florida
$333K +$65.6K +3,700 +25%
Doliver Advisors
13
Doliver Advisors
Texas
$257K -$214K -12,040 -46%
Morgan Stanley
14
Morgan Stanley
New York
$255K -$181K -10,199 -42%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$227K +$40.7K +2,293 +22%
Intellectus Partners
16
Intellectus Partners
California
$130K +$2.22K +125 +2%
Ladenburg Thalmann Financial Services
17
Ladenburg Thalmann Financial Services
Florida
$5K +$5.32K +300 New
Rivernorth Capital Management
18
Rivernorth Capital Management
Florida
– -$1.02M -57,928 Closed
Baird Financial Group
19
Baird Financial Group
Wisconsin
– -$570K -32,499 Closed
Clough Capital Partners
20
Clough Capital Partners
Massachusetts
– -$435K -24,812 Closed
Pathstone Family Office
21
Pathstone Family Office
New Jersey
– -$2K -122 Closed