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PGZ

Principal Real Estate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.37M -$110K -10,393 -2%
SCM
2
Saba Capital Management
New York
$3.97M -$507K -47,744 -11%
BI
3
Bulldog Investors
New Jersey
$3.65M +$1.99M +187,471 +103%
RP
4
Riverbridge Partners
Minnesota
$1.22M -$440K -41,486 -25%
JWCA
5
J.W. Cole Advisors
Florida
$741K +$357K +33,607 +81%
Osaic Holdings
6
Osaic Holdings
Arizona
$602K +$7.64K +720 +1%
WAM
7
Wolverine Asset Management
Illinois
$557K +$598K +56,338 New
SFS
8
Shaker Financial Services
Virginia
$514K +$243K +22,868 +78%
RCM
9
Robinson Capital Management
Michigan
$455K +$26.2K +2,470 +6%
SA
10
Sanctuary Advisors
Indiana
$419K
First Trust Advisors
11
First Trust Advisors
Illinois
$379K +$17.9K +1,688 +5%
Raymond James Financial
12
Raymond James Financial
Florida
$336K +$361K +34,055 New
SWM
13
SeaCrest Wealth Management
New York
$237K +$7.37K +694 +3%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$196K +$99.5K +9,370 +89%
PAG
15
Private Advisor Group
New Jersey
$167K
GVAG
16
Great Valley Advisor Group
Delaware
$158K
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$148K
UBS Group
18
UBS Group
Switzerland
$145K +$108K +10,160 +227%
UPS
19
UHLMANN PRICE SECURITIES
Illinois
$133K +$4.18K +394 +3%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$120K +$129K +12,117 New
IP
21
Intellectus Partners
California
$101K -$11.1K -1,044 -9%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$60.7K -$49.1K -4,627 -43%
IRC
23
Investors Research Corp
Georgia
$24.7K
GJIA
24
Glass Jacobson Investment Advisors
Maryland
$14K +$53 +5 +0.4%
TWC
25
TD Waterhouse Canada
Ontario, Canada
$9.88K