|
1
|
Mariner Investment Group
Harrison,
New York
|
$1.89M
|
-$126K
|
-7,082
|
-6%
|
|
|
2
|
|
$1.04M
|
+$369K
|
+20,761
|
+57%
|
|
|
3
|
Baird
Milwaukee,
Wisconsin
|
$1.03M
|
+$1M
|
+56,418
|
New
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$995K
|
+$236K
|
+13,291
|
+32%
|
|
|
5
|
Oppenheimer & Co
New York
|
$905K
|
-$16.9K
|
-950
|
-2%
|
|
|
6
|
First Trust Advisors
Wheaton,
Illinois
|
$331K
|
+$323K
|
+18,140
|
New
|
|
|
7
|
HighTower Advisors
Chicago,
Illinois
|
$305K
|
+$40K
|
+2,250
|
+16%
|
|
|
8
|
Raymond James & Associates
St Petersburg,
Florida
|
$248K
|
+$242K
|
+13,600
|
New
|
|
|
9
|
BB&T Securities
Richmond,
Virginia
|
$246K
|
+$239K
|
+13,455
|
New
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$128K
|
+$53.4K
|
+3,000
|
+75%
|
|
|
11
|
|
$106K
|
+$23.7K
|
+1,330
|
+30%
|
|
|
12
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$67K
|
–
|
–
|
–
|
|
|
13
|
Thompson Davis & Co
Richmond,
Virginia
|
$18K
|
–
|
–
|
–
|
|
|
14
|
MSI Financial Services
Springfield,
Massachusetts
|
$4K
|
+$178
|
+10
|
+5%
|
|
|
15
|
Virtu KCG Holdings
New York
|
–
|
-$835K
|
-49,000
|
Closed
|
|
|
16
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
–
|
-$768K
|
-45,022
|
Closed
|
|
|
17
|
Tower Research Capital (TRC)
New York
|
–
|
-$2K
|
-100
|
Closed
|
|
