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Invesco Golden Dragon China ETF
PGJ

45 hedge funds and large institutions have $44.4M invested in Invesco Golden Dragon China ETF in 2014 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 7 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

7% more funds holding

Funds holding: 42 → 45 (+3)

3.93% less ownership

Funds ownership: 23.85% → 19.91% (-3.9%)

13% less call options, than puts

Call options by funds: $443K | Put options by funds: $512K

36% less capital invested

Capital invested by funds: $69.4M → $44.4M (-$25.1M)

53% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 15

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
7
Reduced
15
Closed
8
Calls
$443K
Puts
$512K
Net Calls
-$69K
Net Calls Change
+$115K

Top Buyers

Rank Fund Capital Flow
1
TAM
Tocqueville Asset Management
New York
+$1.75M
2
BGIM
Brandywine Global Investment Management
Pennsylvania
+$946K
3
IIA
IPG Investment Advisors
California
+$651K
4
Citadel Advisors
Citadel Advisors
Florida
+$404K
5
Millennium Management
Millennium Management
New York
+$349K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$10.8M
2
HCMT
Highland Capital Management (Texas)
Texas
-$5.91M
3
DSAM
Dock Street Asset Management
Florida
-$4M
4
CA
Cumberland Advisors
Florida
-$1.9M
5
Citigroup
Citigroup
New York
-$747K
Name Holding Trade Value Shares
Change 		Change in
Stake
OMC
26
Old Mission Capital
Illinois
$230K +$244K +8,250 New
JP Morgan Chase
27
JP Morgan Chase
New York
$225K -$311K -10,500 -56%
Envestnet Asset Management
28
Envestnet Asset Management
Illinois
$221K -$2.9K -98 -1%
CA
29
Cumberland Advisors
Florida
$135K -$1.9M -64,220 -93%
BCM
30
Blume Capital Management
California
$134K – – –
MWP
31
MYCIO Wealth Partners
Pennsylvania
$84K – – –
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$70K +$59 +2 +0.1%
CFA
33
CT Financial Advisors
Pennsylvania
$56.6K +$60.1K +2,033 New
GAM
34
Gemmer Asset Management
California
$52K – – –
Deutsche Bank
35
Deutsche Bank
Germany
$42K – – –
Creative Planning
36
Creative Planning
Kansas
$33K +$14.8K +500 +73%
DADC
37
D.A. Davidson & Co
Montana
$27K – – –
MFS
38
MSI Financial Services
Massachusetts
$19K – – –
AIG
39
American International Group
New York
$17.1K +$59 +2 +0.3%
SNT
40
Security National Trust
West Virginia
$14K – – –
NPC
41
National Planning Corporation
California
$2.84K +$2.96K +100 New
BRWA
42
B. Riley Wealth Advisors
Florida
$6 +$5.91K +200 New
DSAM
43
Dock Street Asset Management
Florida
– -$4M -133,270 Closed
IPC
44
Independent Portfolio Consultants
Florida
– -$677K -22,545 Closed
Verition Fund Management
45
Verition Fund Management
Connecticut
– -$450K -14,998 Closed
M&T Bank
46
M&T Bank
New York
– -$435K -14,500 Closed
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
– -$211K -7,025 Closed
PTC
48
Private Trust Company
Ohio
– -$130K -4,327 Closed
PAG
49
Private Advisor Group
New Jersey
– -$41K -1,378 Closed
CIM
50
Contravisory Investment Management
Massachusetts
– -$23K -780 Closed
1
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PGJ Hedge Fund Activity: Q4 2014 in Review

45 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Invesco Golden Dragon China ETF (PGJ) for Q4 2014, worth a combined $44.4M — down 36% from $69.4M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new PGJ positions and 8 closed out — a net gain of 5 holders — while 7 added to existing stakes and 15 trimmed.

The largest buyer was Tocqueville Asset Management, opening a new position worth an estimated $1.75M. The largest seller was Wells Fargo, cutting an estimated $10.8M.

  • 45 institutional investors held Invesco Golden Dragon China ETF (PGJ) as of Q4 2014, up from 42 in Q3 2014.
  • Funds reported $44.4M of Invesco Golden Dragon China ETF stock for Q4 2014, down 36% quarter-over-quarter.
  • 13 funds opened new Invesco Golden Dragon China ETF positions in Q4 2014 and 8 closed out, a net change of +5 holders.
  • The largest Invesco Golden Dragon China ETF buyer in Q4 2014 was Tocqueville Asset Management, an estimated $1.75M added.
  • The largest Invesco Golden Dragon China ETF seller in Q4 2014 was Wells Fargo, an estimated $10.8M sold.

Based on aggregated 13F filings for Q4 2014.