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Invesco Golden Dragon China ETF

38 hedge funds and large institutions have $58.8M invested in Invesco Golden Dragon China ETF in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

40% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 10

23% more call options, than puts

Call options by funds: $1.02M | Put options by funds: $825K

12% more funds holding

Funds holding: 3438 (+4)

2% more capital invested

Capital invested by funds: $57.9M → $58.8M (+$892K)

2.89% less ownership

Funds ownership: 21.02%18.13% (-2.9%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
14
Reduced
10
Closed
7
Calls
$1.02M
Puts
$825K
Net Calls
+$191K
Net Calls Change
+$191K
Name Holding Trade Value Shares
Change
Change in
Stake
PTC
26
Private Trust Company
Ohio
$172K +$166K +5,677 New
BCM
27
Blume Capital Management
California
$146K +$140K +4,800 New
Citigroup
28
Citigroup
New York
$136K +$34.4K +1,177 +36%
DADC
29
D.A. Davidson & Co
Montana
$54K +$41K +1,403 +350%
Deutsche Bank
30
Deutsche Bank
Germany
$21K -$21.2K -725 -50%
MFS
31
MSI Financial Services
Massachusetts
$20K -$9.93K -340 -33%
AIG
32
American International Group
New York
$15.4K +$3.53K +121 +31%
SNT
33
Security National Trust
West Virginia
$15K
Creative Planning
34
Creative Planning
Kansas
$11K -$2.92K -100 -22%
ECM
35
ETrade Capital Management
Virginia
$6K
PAS
36
Partnervest Advisory Services
California
$3K
VIA
37
Vantage Investment Advisors
Pennsylvania
$2K +$1.9K +65 New
CA
38
Cumberland Advisors
Florida
-$4.66M -162,530 Closed
SMM
39
Stadion Money Management
Georgia
-$3.15M -110,081 Closed
JGUA
40
John G. Ullman & Associates
New York
-$1.61M -56,100 Closed
CIBC World Market
41
CIBC World Market
Ontario, Canada
-$663K -23,129 Closed
TF
42
Tompkins Financial
New York
-$80K -2,780 Closed
TCCM
43
Timber Creek Capital Management
Massachusetts
-$28K -1,000 Closed
CFA
44
Carroll Financial Associates
North Carolina
-$16K -568 Closed
CG
45
Colony Group
Massachusetts
+$29 +1 New

PGJ Hedge Fund Activity: Q4 2013 in Review

38 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco Golden Dragon China ETF (PGJ) for Q4 2013, worth a combined $58.8M — up 1.5% from $57.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PGJ positions and 7 closed out — a net gain of 4 holders — while 14 added to existing stakes and 10 trimmed.

The largest buyer was Dock Street Asset Management, opening a new position worth an estimated $3.35M. The largest seller was Cumberland Advisors, exiting entirely with an estimated $4.66M sold.

  • 38 institutional investors held Invesco Golden Dragon China ETF (PGJ) as of Q4 2013, up from 34 in Q3 2013.
  • Funds reported $58.8M of Invesco Golden Dragon China ETF stock for Q4 2013, up 1.5% quarter-over-quarter.
  • 11 funds opened new Invesco Golden Dragon China ETF positions in Q4 2013 and 7 closed out, a net change of +4 holders.
  • The largest Invesco Golden Dragon China ETF buyer in Q4 2013 was Dock Street Asset Management, an estimated $3.35M added.
  • The largest Invesco Golden Dragon China ETF seller in Q4 2013 was Cumberland Advisors, an estimated $4.66M sold.

Based on aggregated 13F filings for Q4 2013.