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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Caxton Associates (New York)
101
Caxton Associates (New York)
New York
– -$159K -13,135 Closed
Squarepoint
102
Squarepoint
New York
– -$135K -11,094 Closed
LPL Financial
103
LPL Financial
California
– -$126K -10,340 Closed
Marshall Wace North America
104
Marshall Wace North America
New York
– -$43K -3,554 Closed
TCWM
105
Total Clarity Wealth Management
Illinois
– -$39K -3,200 Closed
FHA
106
Flagship Harbor Advisors
Massachusetts
– -$30K -2,433 Closed
CFGS
107
Concourse Financial Group Securities
Alabama
– -$17.4K -1,665 Closed
Simplex Trading
108
Simplex Trading
Illinois
– -$6.01K -574 -92%
FIA
109
FNY Investment Advisers
New York
– -$4K -364 Closed
ACM
110
Allred Capital Management
Texas
– -$3.04K -250 Closed
EWM
111
EPG Wealth Management
Georgia
– -$1K -77 Closed
Group One Trading
112
Group One Trading
Illinois
– +$1.05K +100 New