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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Connor, Clark & Lunn Investment Management (CC&L)
51
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$292K +$296K +25,661 New
Commonwealth Equity Services
52
Commonwealth Equity Services
Massachusetts
$290K +$34.6K +3,003 +13%
MM
53
MQS Management
New York
$289K +$293K +25,417 New
XT
54
XTX Topco
Cayman Islands
$281K +$161K +13,996 +131%
Corient Private Wealth
55
Corient Private Wealth
Florida
$277K -$89.7K -7,787 -24%
AWM
56
AE Wealth Management
Kansas
$275K -$305K -26,440 -52%
YIH
57
Y-Intercept (HK)
Hong Kong
$257K +$260K +22,598 New
VF
58
Virtu Financial
New York
$254K +$258K +22,361 New
Capstone Investment Advisors
59
Capstone Investment Advisors
New York
$248K +$20.7K +1,800 +9%
YLHM
60
Yelin Lapidot Holdings Management
Israel
$222K
N
61
Natixis
France
$220K
GAMC
62
Garner Asset Management Corp
Texas
$205K +$208K +18,044 New
Goldman Sachs
63
Goldman Sachs
New York
$203K -$36.7K -3,184 -15%
BHCM
64
Brevan Howard Capital Management
Jersey
$194K +$197K +17,075 New
TFA
65
Teamwork Financial Advisors
Texas
$174K -$2.58K -224 -1%
Simplex Trading
66
Simplex Trading
Illinois
$173K +$153K +13,255 +660%
JP Morgan Chase
67
JP Morgan Chase
New York
$173K +$158K +13,692 +920%
TSS
68
Two Sigma Securities
New York
$166K +$168K +14,565 New
BIA
69
Beacon Investment Advisors
Maryland
$162K +$18.7K +1,623 +13%
PAG
70
Private Advisor Group
New Jersey
$160K -$19.5K -1,689 -11%
AWM
71
AllSquare Wealth Management
New York
$156K
Allspring Global Investments
72
Allspring Global Investments
North Carolina
$149K
AWA
73
Arkadios Wealth Advisors
Georgia
$144K -$40.9K -3,554 -22%
FWP
74
Firethorn Wealth Partners
Georgia
$140K +$3.69K +320 +3%
OIA
75
OneDigital Investment Advisors
Kansas
$140K +$3.67K +319 +3%