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Global X US Preferred ETF

190 hedge funds and large institutions have $1.09B invested in Global X US Preferred ETF in 2021 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 110 increasing their positions, 25 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

340% more repeat investments, than reductions

Existing positions increased: 110 | Existing positions reduced: 25

114% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 14

20% more capital invested

Capital invested by funds: $907M → $1.09B (+$181M)

8% more funds holding in top 10

Funds holding in top 10: 1314 (+1)

6% more funds holding

Funds holding: 180190 (+10)

1.02% less ownership

Funds ownership: 46.32%45.3% (-1%)

Holders
190
Holders Change
+10
Holders Change %
+5.56%
% of All Funds
3.33%
Holding in Top 10
14
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.69%
% of All Funds
0.25%
New
30
Increased
110
Reduced
25
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Rockefeller Capital Management
176
Rockefeller Capital Management
New York
$41K
SFPG
177
Stonebridge Financial Planning Group
Florida
$41K +$24.2K +930 +143%
HWM
178
Holloway Wealth Management
Florida
$27K
FPS
179
Fieldpoint Private Securities
Connecticut
$26K
HWA
180
HHM Wealth Advisors
Tennessee
$26K
TCWM
181
Total Clarity Wealth Management
Illinois
$26K +$26.7K +1,025 New
CFD
182
Creative Financial Designs
Indiana
$20K +$1.04K +40 +5%
FF
183
FourThought Financial
Florida
$15K
KIG
184
Kowal Investment Group
Wisconsin
$9K +$9K +346 New
SWM
185
Spire Wealth Management
Virginia
$8K
NFSG
186
Newbridge Financial Services Group
Florida
$5K +$78 +3 +2%
SIAP
187
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$4K
JFGIW
188
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2K
HR
189
Howe & Rusling
New York
$2K +$1.77K +68 New
Qube Research & Technologies (QRT)
190
Qube Research & Technologies (QRT)
United Kingdom
-$1.78M -67,859 Closed
Citigroup
191
Citigroup
New York
-$1.03M -39,425 Closed
JWCA
192
J.W. Cole Advisors
Florida
-$414K -15,802 Closed
ARC
193
Advisor Resource Council
Texas
-$289K -11,047 Closed
CRI
194
Colonial River Investments
Virginia
-$251K -9,582 Closed
UCFA
195
United Capital Financial Advisors
Texas
-$245K -9,364 Closed
WFA
196
Wipfli Financial Advisors
Wisconsin
-$228K -8,700 Closed
Deutsche Bank
197
Deutsche Bank
Germany
-$138K -5,260 Closed
ACM
198
Anfield Capital Management
California
-$83K -3,179 Closed
MA
199
MCF Advisors
Kentucky
-$47K -1,804 Closed
FFA
200
Founders Financial Alliance
North Carolina
-$26K -1,000 Closed

PFFD Hedge Fund Activity: Q3 2021 in Review

190 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q3 2021, worth a combined $1.09B — up 20% from $907M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new PFFD positions and 14 closed out — a net gain of 16 holders — while 110 added to existing stakes and 25 trimmed.

The largest buyer was Exchange Traded Concepts, opening a new position worth an estimated $107M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $18.5M.

  • 190 institutional investors held Global X US Preferred ETF (PFFD) as of Q3 2021, up from 180 in Q2 2021.
  • Funds reported $1.09B of Global X US Preferred ETF stock for Q3 2021, up 20% quarter-over-quarter.
  • 30 funds opened new Global X US Preferred ETF positions in Q3 2021 and 14 closed out, a net change of +16 holders.
  • The largest Global X US Preferred ETF buyer in Q3 2021 was Exchange Traded Concepts, an estimated $107M added.
  • The largest Global X US Preferred ETF seller in Q3 2021 was BNP Paribas Financial Markets, an estimated $18.5M sold.

Based on aggregated 13F filings for Q3 2021.