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Global X US Preferred ETF
PFFD

151 hedge funds and large institutions have $663M invested in Global X US Preferred ETF in 2021 Q1 according to their latest regulatory filings, with 39 funds opening new positions, 79 increasing their positions, 22 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

259% more repeat investments, than reductions

Existing positions increased: 79 | Existing positions reduced: 22

95% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 20

71% more funds holding in top 10

Funds holding in top 10: 7 → 12 (+5)

36% more capital invested

Capital invested by funds: $488M → $663M (+$174M)

14% more funds holding

Funds holding: 133 → 151 (+18)

6.06% less ownership

Funds ownership: 50.73% → 44.66% (-6.1%)

Holders
151
Holders Change
+18
Holders Change %
+13.53%
% of All Funds
2.65%
Holding in Top 10
12
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+71.43%
% of All Funds
0.21%
New
39
Increased
79
Reduced
22
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
EVM
Eaton Vance Management
Massachusetts
+$27.8M
2
Morgan Stanley
Morgan Stanley
New York
+$26.5M
3
Bank of America
Bank of America
North Carolina
+$21.7M
4
LPL Financial
LPL Financial
California
+$17.8M
5
FMLI
Fukoku Mutual Life Insurance
Japan
+$14.3M

Top Sellers

Rank Fund Capital Flow
1
FI
FormulaFolio Investments
Michigan
-$36.7M
2
SS
Simplicity Solutions
Minnesota
-$6.19M
3
RJA
Raymond James & Associates
Florida
-$4.64M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$3.76M
5
TAM
Tocqueville Asset Management
New York
-$3.33M
Name Holding Trade Value Shares
Change 		Change in
Stake
RIG
76
Roosevelt Investment Group
New York
$1.12M +$322K +12,692 +41%
AMG
77
Advisors Management Group
Wisconsin
$1.12M +$1.11M +43,808 New
FFWM
78
Future Financial Wealth Management
Ohio
$1.11M +$66.4K +2,618 +6%
MML Investors Services
79
MML Investors Services
Massachusetts
$1.06M +$285K +11,229 +37%
GI
80
GS Investments
Minnesota
$1.05M +$2.92K +115 +0.3%
FA
81
Fermata Advisors
California
$1.02M +$1.02M +40,038 New
WWM
82
WT Wealth Management
Arizona
$1.01M -$1.22M -47,964 -55%
RW
83
RVW Wealth
California
$1M +$584K +23,036 +104%
MIAN
84
Mariner Independent Advisor Network
Kansas
$958K +$952K +37,558 New
Citigroup
85
Citigroup
New York
$922K +$153K +6,050 +20%
GG
86
Golden Green
South Carolina
$879K -$215K -8,462 -20%
JCM
87
Jacobsen Capital Management
Utah
$809K -$258K -10,183 -24%
KWM
88
Kingsview Wealth Management
Oregon
$793K -$7.61K -300 -1%
ACA
89
Aptus Capital Advisors
Alabama
$786K – – –
AF
90
Advisornet Financial
Minnesota
$764K +$13K +513 +2%
SI
91
Stephens Inc
Arkansas
$745K -$547K -21,569 -42%
FIM
92
Freedom Investment Management
Connecticut
$701K +$697K +27,498 New
BAM
93
Belpointe Asset Management
Nevada
$699K +$38K +1,499 +6%
RJFSA
94
Raymond James Financial Services Advisors
Florida
$673K +$67K +2,643 +11%
RG
95
Retirement Group
California
$648K +$644K +25,400 New
AWA
96
Acorn Wealth Advisors
Michigan
$639K +$82.7K +3,260 +15%
CRWM
97
Castle Rock Wealth Management
California
$597K -$58.1K -2,290 -9%
AWM
98
Activest Wealth Management
Florida
$573K +$570K +22,477 New
PA
99
Procyon Advisors
Connecticut
$564K +$560K +22,100 New
FCA
100
FLC Capital Advisors
California
$559K -$156K -6,162 -22%
2 3
4
5 6

PFFD Hedge Fund Activity: Q1 2021 in Review

151 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q1 2021, worth a combined $663M — up 36% from $488M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new PFFD positions and 20 closed out — a net gain of 19 holders — while 79 added to existing stakes and 22 trimmed.

The largest buyer was Eaton Vance Management, opening a new position worth an estimated $27.8M. The largest seller was FormulaFolio Investments, cutting an estimated $36.7M.

  • 151 institutional investors held Global X US Preferred ETF (PFFD) as of Q1 2021, up from 133 in Q4 2020.
  • Funds reported $663M of Global X US Preferred ETF stock for Q1 2021, up 36% quarter-over-quarter.
  • 39 funds opened new Global X US Preferred ETF positions in Q1 2021 and 20 closed out, a net change of +19 holders.
  • The largest Global X US Preferred ETF buyer in Q1 2021 was Eaton Vance Management, an estimated $27.8M added.
  • The largest Global X US Preferred ETF seller in Q1 2021 was FormulaFolio Investments, an estimated $36.7M sold.

Based on aggregated 13F filings for Q1 2021.