Tocqueville Asset Management’s Global X US Preferred ETF PFFD Stock Holding History

Tocqueville Asset Management’s Portfolio PFFD Stock Details PFFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-138,407	Closed	-$2.68M	–	570
2022 Q4	$2.68M	Sell	138,407 -57,316	-29%	-$1.14M	0.05%	252
2022 Q3	$4.01M	Buy	195,723 +475	+0.2%	+$10.3K	0.08%	203
2022 Q2	$4.14M	Buy	195,248 +1,165	+0.6%	+$25.3K	0.08%	233
2022 Q1	$4.56M	Buy	+194,083	New	+$4.65M	0.07%	244
2021 Q1	–	Sell	-128,900	Closed	-$3.33M	–	736
2020 Q4	$3.33M	Buy	+128,900	New	+$3.26M	0.06%	282

Other funds holding PFFD

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

OWM

Orgel Wealth Management Altoona, Wisconsin $5.27B AUM 16.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Rational Advisors Huntington, New York $980M AUM 9.86% 1-Year Est. Return

FAM

Flaharty Asset Management Clearwater, Florida $69.9M AUM 13.96% 1-Year Est. Return

Lido Advisors Los Angeles, California $32.7B AUM 19.2% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Tocqueville Asset Management's PFFD Position: Q1 2023 in Review

Tocqueville Asset Management sold out of Global X US Preferred ETF (PFFD) in Q1 2023, closing a stake of 138,407 shares — an estimated $2.68M sold.

Tocqueville Asset Management first reported a position in PFFD in Q4 2020 and held it in 5 quarters. The position peaked at $4.56M in Q1 2022. 227 funds tracked by Wall St. Rank hold PFFD as of Q1 2023.

Tocqueville Asset Management reported no remaining Global X US Preferred ETF position as of Q1 2023 after selling out during the quarter.
Tocqueville Asset Management sold 138,407 Global X US Preferred ETF shares in Q1 2023, an estimated $2.68M.
Tocqueville Asset Management first reported a position in Global X US Preferred ETF in Q4 2020 and held it in 5 quarters.
Tocqueville Asset Management's Global X US Preferred ETF position peaked at $4.56M in Q1 2022.
227 funds tracked by Wall St. Rank held Global X US Preferred ETF as of Q1 2023.

Based on Tocqueville Asset Management's 13F filing for Q1 2023, filed 10 May 2023.