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Global X US Preferred ETF
PFFD

264 hedge funds and large institutions have $1.23B invested in Global X US Preferred ETF in 2023 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 78 increasing their positions, 100 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

234% more call options, than puts

Call options by funds: $889K | Put options by funds: $266K

130% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 23

16% more capital invested

Capital invested by funds: $1.06B → $1.23B (+$171M)

11% more funds holding

Funds holding: 238 → 264 (+26)

10% more funds holding in top 10

Funds holding in top 10: 10 → 11 (+1)

5.24% more ownership

Funds ownership: 47.32% → 52.57% (+5.2%)

22% less repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 100

Holders
264
Holders Change
+26
Holders Change %
+10.92%
% of All Funds
3.85%
Holding in Top 10
11
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+10%
% of All Funds
0.16%
New
53
Increased
78
Reduced
100
Closed
23
Calls
$889K
Puts
$266K
Net Calls
+$623K
Net Calls Change
+$387K

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$78.6M
2
LPL Financial
LPL Financial
California
+$57.1M
3
Bank of America
Bank of America
North Carolina
+$28.4M
4
OMC
Old Mission Capital
Illinois
+$7.47M
5
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$5.39M

Top Sellers

1
OWM
Orgel Wealth Management
Wisconsin
-$54.2M
2
FAM
Flaharty Asset Management
Florida
-$9.81M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$7.96M
4
Lido Advisors
Lido Advisors
California
-$5.77M
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$5.37M
Name Holding Trade Value Shares
Change 		Change in
Stake
AP
51
Appleton Partners
Massachusetts
$3.81M +$80.6K +4,333 +2%
BEC
52
Blue Edge Capital
Virginia
$3.72M -$15.8K -851 -0.4%
SP
53
SWS Partners
Ohio
$3.72M +$1.32M +70,780 +59%
RJA
54
Raymond James & Associates
Florida
$3.7M -$56.4K -3,030 -2%
NGA
55
Naples Global Advisors
Florida
$3.68M -$35K -1,880 -1%
LFPWM
56
Leicht Financial Planning & Wealth Management
New Jersey
$3.56M +$3.42M +183,525 New
GFS
57
GYL Financial Synergies
Connecticut
$3.32M +$523K +28,090 +20%
FGAM
58
Financial Gravity Asset Management
Texas
$3.25M +$1.56K +84 +5%
KAS
59
Kestra Advisory Services
Texas
$3.24M -$636K -34,182 -17%
AC
60
AlphaCore Capital
California
$3.06M -$1.07M -57,362 -27%
PAS
61
Park Avenue Securities
New York
$3.06M +$1.49M +80,075 +103%
Cetera Investment Advisers
62
Cetera Investment Advisers
Illinois
$2.84M -$5.37M -288,734 -66%
SWP
63
Stratos Wealth Partners
Ohio
$2.63M -$78.6K -4,221 -3%
GWM
64
GSB Wealth Management
Connecticut
$2.59M -$87.3K -4,691 -3%
MFG
65
Merit Financial Group
Georgia
$2.4M +$2.31M +123,896 New
GKWIM
66
Gerber Kawasaki Wealth & Investment Management
California
$2.09M -$369K -19,816 -16%
Ameriprise
67
Ameriprise
Minnesota
$2.08M -$2.75M -147,938 -58%
CW
68
CreativeOne Wealth
Kansas
$1.99M +$12.8K +690 +0.7%
Renaissance Technologies
69
Renaissance Technologies
New York
$1.86M +$1.78M +95,900 New
CAN
70
Cetera Advisor Networks
California
$1.74M -$539K -28,970 -24%
MML Investors Services
71
MML Investors Services
Massachusetts
$1.72M +$342K +18,361 +26%
DSC
72
Duncker Streett & Co
Missouri
$1.72M – – –
AWM
73
Activest Wealth Management
Florida
$1.68M +$1.53M +82,002 +1,776%
IRC
74
Investors Research Corp
Georgia
$1.54M -$837 -45 -0.1%
PT
75
Plimoth Trust
Massachusetts
$1.51M -$586K -31,462 -29%
1 2
3
4 5

PFFD Hedge Fund Activity: Q4 2023 in Review

264 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q4 2023, worth a combined $1.23B — up 16% from $1.06B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new PFFD positions and 23 closed out — a net gain of 30 holders — while 78 added to existing stakes and 100 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $78.6M. The largest seller was Orgel Wealth Management, cutting an estimated $54.2M.

  • 264 institutional investors held Global X US Preferred ETF (PFFD) as of Q4 2023, up from 238 in Q3 2023.
  • Funds reported $1.23B of Global X US Preferred ETF stock for Q4 2023, up 16% quarter-over-quarter.
  • 53 funds opened new Global X US Preferred ETF positions in Q4 2023 and 23 closed out, a net change of +30 holders.
  • The largest Global X US Preferred ETF buyer in Q4 2023 was Morgan Stanley, an estimated $78.6M added.
  • The largest Global X US Preferred ETF seller in Q4 2023 was Orgel Wealth Management, an estimated $54.2M sold.

Based on aggregated 13F filings for Q4 2023.