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Global X US Preferred ETF

72 hedge funds and large institutions have $423M invested in Global X US Preferred ETF in 2019 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 31 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 5

107% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 15

24% more funds holding

Funds holding: 5872 (+14)

12% more capital invested

Capital invested by funds: $376M → $423M (+$46.9M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5.12% less ownership

Funds ownership: 71.54%66.42% (-5.1%)

Holders
72
Holders Change
+14
Holders Change %
+24.14%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
31
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AG
51
Advisor Group
Arizona
$321K +$212K +8,504 +198%
CGFA
52
Colton Groome Financial Advisors
North Carolina
$285K +$6.12K +245 +2%
SFS
53
Sowell Financial Services
Arkansas
$257K -$105K -4,211 -29%
MAFM
54
Mid Atlantic Financial Management
Pennsylvania
$256K +$46.3K +1,853 +22%
Royal Bank of Canada
55
Royal Bank of Canada
Ontario, Canada
$255K +$87.2K +3,492 +52%
SWP
56
Stratos Wealth Partners
Ohio
$253K -$15.2K -609 -6%
JWCA
57
J.W. Cole Advisors
Florida
$245K +$244K +9,780 New
SWIG
58
Strategic Wealth Investment Group
Kentucky
$240K +$240K +9,599 New
Jane Street
59
Jane Street
New York
$235K -$362K -14,484 -61%
DSC
60
Duncker Streett & Co
Missouri
$220K +$219K +8,780 New
Citigroup
61
Citigroup
New York
$215K +$119K +4,770 +126%
GM
62
GeoWealth Management
Illinois
$208K -$78.1K -3,131 -27%
Northwestern Mutual Wealth Management
63
Northwestern Mutual Wealth Management
Wisconsin
$112K +$63.2K +2,533 +130%
IA
64
IFP Advisors
Florida
$97K -$300 -12 -0.3%
FANJ
65
Financial Architects (New Jersey)
New Jersey
$78K -$37.4K -1,500 -32%
GRP
66
Global Retirement Partners
California
$77K -$998 -40 -1%
CFA
67
Carroll Financial Associates
North Carolina
$65K +$75 +3 +0.1%
MAM
68
Marquette Asset Management
Minnesota
$47K
Wells Fargo
69
Wells Fargo
California
$40K +$18.7K +750 +88%
ASN
70
Advisory Services Network
Georgia
$33K
William Blair & Company
71
William Blair & Company
Illinois
$25K
Rockefeller Capital Management
72
Rockefeller Capital Management
New York
$14K
PGAM
73
Princeton Global Asset Management
New Jersey
$773 +$7.69K +308 +1%
FTUS
74
Flow Traders U.S.
New York
-$1.1M -43,905 Closed
JP Morgan Chase
75
JP Morgan Chase
New York
-$313K -12,490 Closed

PFFD Hedge Fund Activity: Q4 2019 in Review

72 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q4 2019, worth a combined $423M — up 12% from $376M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PFFD positions and 5 closed out — a net gain of 15 holders — while 31 added to existing stakes and 15 trimmed.

The largest buyer was Bank of Nova Scotia, opening a new position worth an estimated $7.04M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $11.1M.

  • 72 institutional investors held Global X US Preferred ETF (PFFD) as of Q4 2019, up from 58 in Q3 2019.
  • Funds reported $423M of Global X US Preferred ETF stock for Q4 2019, up 12% quarter-over-quarter.
  • 20 funds opened new Global X US Preferred ETF positions in Q4 2019 and 5 closed out, a net change of +15 holders.
  • The largest Global X US Preferred ETF buyer in Q4 2019 was Bank of Nova Scotia, an estimated $7.04M added.
  • The largest Global X US Preferred ETF seller in Q4 2019 was Charles Schwab Investment Advisory, an estimated $11.1M sold.

Based on aggregated 13F filings for Q4 2019.