We are live on ! Find out more
PFFD icon

Global X US Preferred ETF
PFFD

264 hedge funds and large institutions have $1.23B invested in Global X US Preferred ETF in 2023 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 78 increasing their positions, 100 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

234% more call options, than puts

Call options by funds: $889K | Put options by funds: $266K

130% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 23

16% more capital invested

Capital invested by funds: $1.06B → $1.23B (+$171M)

11% more funds holding

Funds holding: 238 → 264 (+26)

10% more funds holding in top 10

Funds holding in top 10: 10 → 11 (+1)

5.24% more ownership

Funds ownership: 47.32% → 52.57% (+5.2%)

22% less repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 100

Holders
264
Holders Change
+26
Holders Change %
+10.92%
% of All Funds
3.85%
Holding in Top 10
11
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+10%
% of All Funds
0.16%
New
53
Increased
78
Reduced
100
Closed
23
Calls
$889K
Puts
$266K
Net Calls
+$623K
Net Calls Change
+$387K

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$78.6M
2
LPL Financial
LPL Financial
California
+$57.1M
3
Bank of America
Bank of America
North Carolina
+$28.4M
4
OMC
Old Mission Capital
Illinois
+$7.47M
5
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$5.39M

Top Sellers

1
OWM
Orgel Wealth Management
Wisconsin
-$54.2M
2
FAM
Flaharty Asset Management
Florida
-$9.81M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$7.96M
4
Lido Advisors
Lido Advisors
California
-$5.77M
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$5.37M
Name Holding Trade Value Shares
Change 		Change in
Stake
HF
276
HRT Financial
New York
– -$204K -10,889 Closed
NAS
277
NWF Advisory Services
California
– -$199K -10,600 Closed
AAM
278
Advisors Asset Management
Colorado
– -$57K -3,032 Closed
SSWM
279
Sheets Smith Wealth Management
North Carolina
– -$28.5K -1,517 Closed
HCM
280
Hollencrest Capital Management
California
– -$20.6K -1,097 Closed
First Manhattan
281
First Manhattan
New York
– -$12.3K -660 Closed
AFS
282
Annapolis Financial Services
Maryland
– -$12.3K -653 Closed
AWA
283
Authentikos Wealth Advisory
California
– -$11K -584 Closed
IPW
284
Impact Partnership Wealth
Georgia
– -$7.81K -415 Closed
JFGIW
285
Johnson Financial Group Inc (Wisconsin)
Wisconsin
– -$3.05K -162 Closed
WB
286
Webster Bank
Connecticut
– -$1.88K -100 Closed
PA
287
Parallel Advisors
California
– -$715 -38 Closed
SCA
288
Stonebridge Capital Advisors
Minnesota
– -$407 -22 Closed
8 9 10 11
12

PFFD Hedge Fund Activity: Q4 2023 in Review

264 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q4 2023, worth a combined $1.23B — up 16% from $1.06B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new PFFD positions and 23 closed out — a net gain of 30 holders — while 78 added to existing stakes and 100 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $78.6M. The largest seller was Orgel Wealth Management, cutting an estimated $54.2M.

  • 264 institutional investors held Global X US Preferred ETF (PFFD) as of Q4 2023, up from 238 in Q3 2023.
  • Funds reported $1.23B of Global X US Preferred ETF stock for Q4 2023, up 16% quarter-over-quarter.
  • 53 funds opened new Global X US Preferred ETF positions in Q4 2023 and 23 closed out, a net change of +30 holders.
  • The largest Global X US Preferred ETF buyer in Q4 2023 was Morgan Stanley, an estimated $78.6M added.
  • The largest Global X US Preferred ETF seller in Q4 2023 was Orgel Wealth Management, an estimated $54.2M sold.

Based on aggregated 13F filings for Q4 2023.