We are live on ! Find out more
PFF icon

iShares Preferred and Income Securities ETF

489 hedge funds and large institutions have $4.66B invested in iShares Preferred and Income Securities ETF in 2015 Q3 according to their latest regulatory filings, with 46 funds opening new positions, 204 increasing their positions, 171 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

39% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 33

19% more repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 171

16% more funds holding in top 10

Funds holding in top 10: 4350 (+7)

1% more funds holding

Funds holding: 482489 (+7)

4% more capital invested

Capital invested by funds: $4.5B → $4.66B (+$159M)

0.09% more ownership

Funds ownership: 34.7%34.78% (+0.09%)

84% less call options, than puts

Call options by funds: $1.01M | Put options by funds: $6.16M

Holders
489
Holders Change
+7
Holders Change %
+1.45%
% of All Funds
13.65%
Holding in Top 10
50
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+16.28%
% of All Funds
1.4%
New
46
Increased
204
Reduced
171
Closed
33
Calls
$1.01M
Puts
$6.16M
Net Calls
-$5.15M
Net Calls Change
+$18.7M
Name Holding Trade Value Shares
Change
Change in
Stake
FF
26
Friedenthal Financial
New Jersey
$34.9M +$19.5M +498,000 +122%
CNB
27
City National Bank
California
$29.5M +$5.75M +146,998 +24%
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$28.1M -$2.6M -66,501 -8%
RJA
29
Raymond James & Associates
Florida
$26.8M +$4.68M +119,771 +21%
UIC
30
Uniplan Investment Counsel
Wisconsin
$26.1M -$1.86M -47,497 -7%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$24.8M +$219K +5,591 +0.9%
PWAG
32
Polaris Wealth Advisory Group
California
$24M +$135K +3,457 +0.6%
CS
33
Credit Suisse
Switzerland
$23.2M -$3.43M -87,801 -13%
Goldman Sachs
34
Goldman Sachs
New York
$23.1M +$6.57M +167,934 +39%
SMA
35
Simply Money Advisors
Ohio
$23M +$159K +4,079 +0.7%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$23M +$9.77M +249,966 +72%
AIA
37
Avalon Investment & Advisory
Texas
$19.9M +$75.9K +1,941 +0.4%
Bank of New York Mellon
38
Bank of New York Mellon
New York
$18.9M +$2.47M +63,133 +15%
MA
39
MUFG Americas
New York
$18.8M -$362K -9,260 -2%
UCFA
40
United Capital Financial Advisors
Texas
$18.7M +$5.78M +147,784 +44%
MCM
41
Manchester Capital Management
Vermont
$18.7M +$2.47M +63,286 +15%
SAS
42
Sage Advisory Services
Texas
$18.6M +$18.8M +481,331 New
Baird Financial Group
43
Baird Financial Group
Wisconsin
$18.4M -$4.02M -102,823 -18%
JIP
44
Jaffetilchin Investment Partners
Florida
$18.1M +$185K +4,735 +1%
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$16.6M -$2.23M -56,912 -12%
BFG
46
Beacon Financial Group
Texas
$16.6M -$21.8K -558 -0.1%
SB
47
Suntrust Banks
Georgia
$16.4M +$2.49M +63,747 +18%
RJFSA
48
Raymond James Financial Services Advisors
Florida
$15M +$10.9M +279,702 +255%
SGAM
49
Steinberg Global Asset Management
Florida
$15M +$243K +6,213 +2%
MSWM
50
Mader & Shannon Wealth Management
Missouri
$14.9M +$15.1M +386,600 New

PFF Hedge Fund Activity: Q3 2015 in Review

489 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares Preferred and Income Securities ETF (PFF) for Q3 2015, worth a combined $4.66B — up 3.5% from $4.5B a quarter earlier.

Buyers outnumbered sellers: 46 funds opened new PFF positions and 33 closed out — a net gain of 13 holders — while 204 added to existing stakes and 171 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $87M. The largest seller was Curian Capital, cutting an estimated $42.3M.

  • 489 institutional investors held iShares Preferred and Income Securities ETF (PFF) as of Q3 2015, up from 482 in Q2 2015.
  • Funds reported $4.66B of iShares Preferred and Income Securities ETF stock for Q3 2015, up 3.5% quarter-over-quarter.
  • 46 funds opened new iShares Preferred and Income Securities ETF positions in Q3 2015 and 33 closed out, a net change of +13 holders.
  • The largest iShares Preferred and Income Securities ETF buyer in Q3 2015 was AssetMark Inc, an estimated $87M added.
  • The largest iShares Preferred and Income Securities ETF seller in Q3 2015 was Curian Capital, an estimated $42.3M sold.

Based on aggregated 13F filings for Q3 2015.