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PCN

PIMCO Corporate & Income Strategy Fund
PCN

Name Holding Trade Value Shares
Change 		Change in
Stake
GC
1
Guggenheim Capital
Illinois
$14.6M +$443K +34,940 +3%
MHFA
2
Mission Hills Financial Advisory
California
$13.3M +$1.12M +88,323 +9%
Morgan Stanley
3
Morgan Stanley
New York
$12.4M +$500K +39,429 +4%
PS
4
Principal Securities
Iowa
$7.85M -$4.47M -352,231 -36%
GL
5
GHE LLC
Tennessee
$7.72M +$567K +44,743 +8%
LPL Financial
6
LPL Financial
California
$6.39M +$549K +43,252 +9%
Invesco
7
Invesco
Georgia
$5.71M +$502K +39,540 +10%
ECA
8
Elevated Capital Advisors
Utah
$4.95M – – –
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$3.83M +$190K +15,014 +5%
RAM
10
Readystate Asset Management
Illinois
$3.24M +$3.24M +255,565 New
IAS
11
Insigneo Advisory Services
Florida
$3.18M +$25.4K +2,000 +0.8%
CPRC
12
Consolidated Portfolio Review Corp
New York
$3.13M +$1.55M +122,248 +98%
Wells Fargo
13
Wells Fargo
California
$3.11M +$2.65M +209,165 +587%
Bank of America
14
Bank of America
North Carolina
$3.1M +$148K +11,660 +5%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.88M +$89.8K +7,079 +3%
SAM
16
Smith Asset Management
Florida
$2.32M +$314K +24,753 +16%
Osaic Holdings
17
Osaic Holdings
Arizona
$2.28M -$1.57M -124,021 -41%
PFS
18
Prospera Financial Services
Texas
$2.23M +$139K +10,950 +7%
VVP
19
Venture Visionary Partners
Ohio
$1.65M – – –
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$1.53M -$7.31K -576 -0.5%
Balyasny Asset Management
21
Balyasny Asset Management
Illinois
$1.46M +$1.46M +115,258 New
UBS Group
22
UBS Group
Switzerland
$1.12M +$50K +3,943 +5%
IAIM
23
International Assets Investment Management
Florida
$1.01M +$15.8K +1,244 +2%
ACM
24
Arlington Capital Management
Illinois
$971K +$971K +76,526 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$958K -$63.5K -5,006 -6%
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