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PCN

PIMCO Corporate & Income Strategy Fund
PCN

Name Holding Trade Value Shares
Change 		Change in
Stake
AR
1
Advisory Research
Illinois
$7.19M +$7.39M +412,465 New
Morgan Stanley
2
Morgan Stanley
New York
$5.89M +$6.06M +338,138 New
Bank of America
3
Bank of America
North Carolina
$3.04M +$3.13M +174,612 New
RCM
4
Rivernorth Capital Management
Florida
$2.99M +$3.07M +171,302 New
U
5
UBS
Switzerland
$2.32M +$2.39M +133,312 New
Invesco
6
Invesco
Georgia
$2.31M +$2.37M +132,357 New
LPL Financial
7
LPL Financial
California
$2.16M +$2.22M +123,732 New
NL
8
NWAM LLC
Washington
$1.57M +$1.61M +89,981 New
Wells Fargo
9
Wells Fargo
California
$1.48M +$1.52M +84,821 New
FAAS
10
First Allied Advisory Services
California
$1.37M +$1.41M +78,951 New
NPC
11
National Planning Corporation
California
$1.27M +$1.31M +72,939 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.23M +$1.26M +70,356 New
GC
13
Guggenheim Capital
Illinois
$1.15M +$1.19M +66,251 New
MFS
14
MSI Financial Services
Massachusetts
$1.13M +$1.16M +65,003 New
HK
15
Horizon Kinetics
New York
$789K +$812K +45,281 New
LS
16
Lattice Strategies
Pennsylvania
$664K +$683K +38,115 New
SSWM
17
Sheets Smith Wealth Management
North Carolina
$632K +$650K +36,250 New
SG Americas Securities
18
SG Americas Securities
New York
$598K +$615K +34,301 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$589K +$612K +34,159 New
SFSIG
20
San Francisco Sentry Investment Group
California
$585K +$601K +33,555 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
$465K +$478K +26,684 New
NES
22
New England Securities
New York
$389K +$400K +22,329 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$367K +$378K +21,069 New
BA
24
Boston Advisors
Massachusetts
$365K +$375K +20,950 New
Ameriprise
25
Ameriprise
Minnesota
$363K +$373K +20,815 New
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