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PCN

PIMCO Corporate & Income Strategy Fund
PCN

Name Holding Trade Value Shares
Change 		Change in
Stake
PS
1
Principal Securities
Iowa
$10.5M +$957K +72,042 +11%
Morgan Stanley
2
Morgan Stanley
New York
$9.66M +$326K +24,537 +4%
GC
3
Guggenheim Capital
Illinois
$8.3M +$1.61M +121,469 +26%
AWM
4
Axxcess Wealth Management
California
$7.58M +$706K +53,147 +11%
ECA
5
Elevated Capital Advisors
Utah
$5.45M +$344K +25,883 +7%
LPL Financial
6
LPL Financial
California
$4.75M +$380K +28,594 +9%
Invesco
7
Invesco
Georgia
$4.23M +$390K +29,333 +11%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$4.17M +$553K +41,620 +16%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$3.83M +$2.93M +220,767 +415%
GL
10
GHE LLC
Tennessee
$3.58M +$7.1K +534 +0.2%
Bank of America
11
Bank of America
North Carolina
$2.99M -$31.9K -2,399 -1%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$2.66M +$210K +15,817 +9%
PCM
13
Penserra Capital Management
California
$2.6M +$2.48M +186,295 New
CWP
14
Cyndeo Wealth Partners
Florida
$2.36M – – –
CA
15
Cetera Advisors
Colorado
$2.1M -$171K -12,874 -8%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.99M +$206K +15,480 +12%
PFS
17
Prospera Financial Services
Texas
$1.34M +$112K +8,404 +10%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.24M -$91.5K -6,886 -7%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$1.23M +$158K +11,912 +16%
VVP
20
Venture Visionary Partners
Ohio
$1.21M +$1.15M +86,714 New
UBS Group
21
UBS Group
Switzerland
$1.05M -$10.6K -799 -1%
IAIM
22
International Assets Investment Management
Florida
$1.03M -$478 -36 -0%
ACP
23
Aviance Capital Partners
Florida
$960K +$48.7K +3,668 +6%
NA
24
NewEdge Advisors
Louisiana
$955K -$257K -19,307 -22%
CAN
25
Cetera Advisor Networks
California
$929K -$74.2K -5,584 -8%
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