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PCN

PIMCO Corporate & Income Strategy Fund
PCN

Name Holding Trade Value Shares
Change 		Change in
Stake
AR
1
Advisory Research
Illinois
$6.39M -$487K -29,720 -7%
Morgan Stanley
2
Morgan Stanley
New York
$5.57M -$68.2K -4,165 -1%
GC
3
Guggenheim Capital
Illinois
$3.08M +$1.94M +118,282 +179%
RCM
4
Rivernorth Capital Management
Florida
$3.05M +$190K +11,626 +7%
Bank of America
5
Bank of America
North Carolina
$2.29M -$616K -37,568 -22%
MFS
6
MSI Financial Services
Massachusetts
$2.15M +$1.05M +64,114 +99%
Invesco
7
Invesco
Georgia
$2.12M -$91.7K -5,597 -4%
LPL Financial
8
LPL Financial
California
$1.98M -$82.2K -5,020 -4%
U
9
UBS
Switzerland
$1.78M -$440K -26,866 -20%
NL
10
NWAM LLC
Washington
$1.57M +$65.4K +3,990 +4%
NPC
11
National Planning Corporation
California
$1.51M +$273K +16,640 +23%
Wells Fargo
12
Wells Fargo
California
$1.49M +$71.3K +4,351 +5%
FAAS
13
First Allied Advisory Services
California
$1.28M -$37.4K -2,283 -3%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.1M -$70.2K -4,283 -6%
ACM
15
Akanthos Capital Management
California
$835K +$819K +50,000 New
HK
16
Horizon Kinetics
New York
$773K +$16.6K +1,012 +2%
LS
17
Lattice Strategies
Pennsylvania
$638K +$1.8K +110 +0.3%
SSWM
18
Sheets Smith Wealth Management
North Carolina
$595K -$9.83K -600 -2%
SFSIG
19
San Francisco Sentry Investment Group
California
$577K +$16.4K +1,000 +3%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$483K -$79.3K -4,841 -14%
NES
21
New England Securities
New York
$378K +$5.28K +322 +1%
Ameriprise
22
Ameriprise
Minnesota
$358K +$10.7K +653 +3%
PA
23
Planning Alternatives
Michigan
$346K – – –
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$338K -$13.3K -812 -4%
BA
25
Boston Advisors
Massachusetts
$328K -$20.9K -1,275 -6%
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