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PCN

PIMCO Corporate & Income Strategy Fund
PCN

Name Holding Trade Value Shares
Change 		Change in
Stake
PS
1
Principal Securities
Iowa
$8.43M +$8.11M +679,309 New
Morgan Stanley
2
Morgan Stanley
New York
$8.27M +$196K +16,437 +3%
AWM
3
Axxcess Wealth Management
California
$6.07M +$4.45M +372,994 +321%
GC
4
Guggenheim Capital
Illinois
$5.86M +$426K +35,639 +8%
ECA
5
Elevated Capital Advisors
Utah
$4.52M +$148K +12,427 +4%
LPL Financial
6
LPL Financial
California
$3.86M +$62.4K +5,222 +2%
Invesco
7
Invesco
Georgia
$3.39M +$3.26M +273,292 New
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$3.19M +$2.88M +240,865 +1,503%
GL
9
GHE LLC
Tennessee
$3.17M +$491K +41,101 +19%
Bank of America
10
Bank of America
North Carolina
$2.69M +$1.71M +143,152 +194%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.17M +$75.6K +6,333 +4%
CWP
12
Cyndeo Wealth Partners
Florida
$2.1M +$194K +16,230 +11%
CA
13
Cetera Advisors
Colorado
$2.03M +$1.7M +142,621 +689%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.57M -$605K -50,669 -29%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.18M -$65.9K -5,517 -5%
NA
16
NewEdge Advisors
Louisiana
$1.11M +$116K +9,673 +12%
PFS
17
Prospera Financial Services
Texas
$1.08M +$40.6K +3,396 +4%
UBS Group
18
UBS Group
Switzerland
$946K -$37.9K -3,171 -4%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$946K +$130K +10,906 +17%
IAIM
20
International Assets Investment Management
Florida
$917K +$883K +73,904 New
CAN
21
Cetera Advisor Networks
California
$895K +$22.3K +1,871 +3%
ACP
22
Aviance Capital Partners
Florida
$807K +$777K +65,055 New
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$790K -$3.11M -260,104 -80%
FFN
24
Focus Financial Network
Minnesota
$766K +$730K +61,133 New
MML Investors Services
25
MML Investors Services
Massachusetts
$671K -$866K -72,523 -57%
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