|
51
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$49K
|
–
|
–
|
–
|
|
|
52
|
Geneos Wealth Management
Englewood,
Colorado
|
$45K
|
–
|
–
|
–
|
|
|
53
|
|
$44K
|
–
|
–
|
–
|
|
|
54
|
NVWM LLC
Yardley,
Pennsylvania
|
$34K
|
–
|
–
|
–
|
|
|
55
|
Stonebridge Capital Advisors
St Paul,
Minnesota
|
$30K
|
–
|
–
|
–
|
|
|
56
|
Ameritas Investment Company
Lincoln,
Nebraska
|
$23K
|
-$35.3K
|
-2,000
|
-53%
|
|
|
57
|
North Star Investment Management
Chicago,
Illinois
|
$20K
|
–
|
–
|
–
|
|
|
58
|
SignatureFD
Atlanta,
Georgia
|
$20K
|
–
|
–
|
–
|
|
|
59
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$17K
|
+$388
|
+22
|
+2%
|
|
|
60
|
Carroll Financial Associates
Charlotte,
North Carolina
|
$14K
|
–
|
–
|
–
|
|
|
61
|
Global Wealth Management Investment Advisory
Fort Lauderdale,
Florida
|
$13K
|
–
|
–
|
–
|
|
|
62
|
Sowell Financial Services
North Little Rock,
Arkansas
|
$13K
|
–
|
–
|
–
|
|
|
63
|
Ancora Advisors
Cleveland,
Ohio
|
$9K
|
–
|
–
|
–
|
|
|
64
|
Firestone Capital Management
Coral Gables,
Florida
|
$8K
|
+$530
|
+30
|
+5%
|
|
|
65
|
Princeton Global Asset Management
Princeton,
New Jersey
|
$4K
|
+$4.87K
|
+276
|
New
|
|
|
66
|
Savior LLC
Wellesley Hills,
Massachusetts
|
$1K
|
–
|
–
|
–
|
|
|
67
|
|
–
|
-$2.49M
|
-131,079
|
Closed
|
|
|
68
|
Independent Advisor Alliance
Charlotte,
North Carolina
|
–
|
-$358K
|
-18,706
|
Closed
|
|
|
69
|
Planning Alternatives
Birmingham,
Michigan
|
–
|
-$272K
|
-14,250
|
Closed
|
|
|
70
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$96K
|
-5,000
|
Closed
|
|
|
71
|
Cullen/Frost Bankers
San Antonio,
Texas
|
–
|
-$96K
|
-5,000
|
Closed
|
|
|
72
|
Argent Advisors
Monroe,
Louisiana
|
–
|
-$35K
|
-1,850
|
Closed
|
|
|
73
|
First Interstate Bank
Billings,
Montana
|
–
|
-$26K
|
-1,365
|
Closed
|
|
|
74
|
Verus Capital Partners
Scottsdale,
Arizona
|
–
|
-$19K
|
-1,000
|
Closed
|
|
|
75
|
Johanson Financial Advisors
Campbell,
California
|
–
|
-$14K
|
-735
|
Closed
|
|
