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PCN

PIMCO Corporate & Income Strategy Fund

59 hedge funds and large institutions have $41.5M invested in PIMCO Corporate & Income Strategy Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 11 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

16% more funds holding

Funds holding: 5159 (+8)

0.06% more ownership

Funds ownership: 6.84%6.9% (+0.06%)

5% less capital invested

Capital invested by funds: $43.4M → $41.5M (-$1.98M)

48% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 21

Holders
59
Holders Change
+8
Holders Change %
+15.69%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
11
Reduced
21
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFSIG
26
San Francisco Sentry Investment Group
California
$277K -$281K -17,000 -49%
NES
27
New England Securities
New York
$251K -$112K -6,774 -30%
SB
28
Suntrust Banks
Georgia
$249K
TYCC
29
Texas Yale Capital Corp
Florida
$246K +$257K +15,550 New
Ameriprise
30
Ameriprise
Minnesota
$213K -$132K -7,982 -37%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$193K -$82.5K -4,991 -29%
BRWA
32
B. Riley Wealth Advisors
Florida
$171K
SCM
33
Schnieders Capital Management
California
$164K +$171K +10,362 New
SC
34
Scotia Capital
Ontario, Canada
$158K +$165K +10,000 New
MMG
35
Monetary Management Group
Missouri
$154K -$24K -1,450 -13%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$124K -$2.03K -123 -2%
EFSCE
37
Enterprise Financial Services Corp (EFSC)
Missouri
$118K
WT
38
Whittier Trust
California
$111K
ST
39
Smithfield Trust
Pennsylvania
$95K +$99.2K +6,000 New
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$73K
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$67K
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$63K
TRCT
43
Tower Research Capital (TRC)
New York
$60K +$43.2K +2,614 +220%
AIG
44
American International Group
New York
$58.4K +$23.1K +1,399 +61%
Citigroup
45
Citigroup
New York
$49K +$7.54K +456 +17%
GGPS
46
Gary Goldberg Planning Services
New York
$34K -$33.1K -2,000 -48%
EWM
47
Elite Wealth Management
Washington
$30K +$31.2K +1,886 New
Deutsche Bank
48
Deutsche Bank
Germany
$22K -$25.7K -1,556 -52%
WA
49
WFG Advisors
Texas
$21K +$50 +3 +0.2%
1IC
50
1919 Investment Counsel
Maryland
$16K -$9.31K -563 -36%

PCN Hedge Fund Activity: Q4 2013 in Review

59 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Strategy Fund (PCN) for Q4 2013, worth a combined $41.5M — down 4.6% from $43.4M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new PCN positions and 6 closed out — a net gain of 8 holders — while 11 added to existing stakes and 21 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $1.29M. The largest seller was Advisory Research, cutting an estimated $1.37M.

  • 59 institutional investors held PIMCO Corporate & Income Strategy Fund (PCN) as of Q4 2013, up from 51 in Q3 2013.
  • Funds reported $41.5M of PIMCO Corporate & Income Strategy Fund stock for Q4 2013, down 4.6% quarter-over-quarter.
  • 14 funds opened new PIMCO Corporate & Income Strategy Fund positions in Q4 2013 and 6 closed out, a net change of +8 holders.
  • The largest PIMCO Corporate & Income Strategy Fund buyer in Q4 2013 was Guggenheim Capital, an estimated $1.29M added.
  • The largest PIMCO Corporate & Income Strategy Fund seller in Q4 2013 was Advisory Research, an estimated $1.37M sold.

Based on aggregated 13F filings for Q4 2013.