PCN

PIMCO Corporate & Income Strategy Fund
PCN

Overview Fund Activity

51 hedge funds and large institutions have $43.4M invested in PIMCO Corporate & Income Strategy Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
-2
Holders Change %
-3.77%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
17
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$3.08M
2
MFS
2
MSI Financial Services
Massachusetts
$2.16M
3
ACM
3
Akanthos Capital Management
California
$835K
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$287K
5
NPC
5
National Planning Corporation
California
$1.51M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$2.29M
2
SG Americas Securities
2
SG Americas Securities
New York
$0
3
AR
3
Advisory Research
Illinois
$6.39M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$0
5
U
5
UBS
Switzerland
$1.78M
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$287K +$287K +17,190 New
SB
27
Suntrust Banks
Georgia
$263K – – –
SIA
28
Sit Investment Associates
Minnesota
$245K – – –
ICAS
29
Investors Capital Advisory Services
Massachusetts
$188K -$62K -3,717 -25%
MMG
30
Monetary Management Group
Missouri
$187K – – –
BRWA
31
B. Riley Wealth Advisors
Florida
$181K – – –
OC
32
Oppenheimer & Co
New York
$169K +$702 +42 +0.4%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$133K +$41.7K +2,500 +46%
EFSCE
34
Enterprise Financial Services Corp (EFSC)
Missouri
$125K – – –
WT
35
Whittier Trust
California
$117K – – –
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$77K -$142K -8,400 -65%
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$70K +$58.2K +3,503 +495%
GGPS
38
Gary Goldberg Planning Services
New York
$69K – – –
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$67K – – –
Deutsche Bank
40
Deutsche Bank
Germany
$49K +$26.6K +1,612 +119%
Citigroup
41
Citigroup
New York
$45K +$9.78K +583 +28%
AIG
42
American International Group
New York
$38.4K -$16.7K -1,000 -30%
1IC
43
1919 Investment Counsel
Maryland
$27K – – –
WA
44
WFG Advisors
Texas
$22K +$33 +2 +0.2%
TRCT
45
Tower Research Capital (TRC)
New York
$20K +$20K +1,186 New
LNB
46
Ledyard National Bank
$17K +$17K +1,000 New
TFA
47
Transamerica Financial Advisors
Florida
$9K -$17.1K -1,000 -66%
TWA
48
TCI Wealth Advisors
Arizona
$8K – – –
ATC
49
Adirondack Trust Company
New York
$8K – – –
WCM
50
Windsor Capital Management
Arizona
$5K -$13.7K -819 -73%
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2
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