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PAI

Western Asset Investment Grade Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
26
Baird Financial Group
Wisconsin
$191K +$190K +15,835 New
GHAM
27
Gilman Hill Asset Management
Connecticut
$181K +$30K +2,500 +20%
TPW
28
Transatlantique Private Wealth
New York
$181K
TIM
29
Tortoise Investment Management
New York
$179K -$95.3K -7,945 -35%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$138K +$137K +11,431 New
WAM
31
Wolverine Asset Management
Illinois
$88.3K +$87.7K +7,310 New
Bank of America
32
Bank of America
North Carolina
$77.6K -$40.1K -3,343 -34%
IAIM
33
International Assets Investment Management
Florida
$68.3K +$67.8K +5,650 New
Osaic Holdings
34
Osaic Holdings
Arizona
$50.5K
FCMT
35
Founders Capital Management (Texas)
Texas
$37.9K
MRCM
36
M&R Capital Management
New Jersey
$30.2K
CFD
37
Creative Financial Designs
Indiana
$18.1K -$8.02K -668 -31%
TFF
38
The Family Firm
Maryland
$10.3K +$10.2K +850 New
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$7.59K -$87.7K -7,307 -92%
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
$1.69K
Invesco
41
Invesco
Georgia
-$214K -17,540 Closed
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
-$141K -11,556 Closed
GIP
43
Granite Investment Partners
California
-$136K -11,132 Closed
FIM
44
Fernwood Investment Management
Massachusetts
-$6.09K -500 Closed
US Bancorp
45
US Bancorp
Minnesota
-$1.55K -127 Closed