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PGIM AAA CLO ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Renaissance Technologies
201
Renaissance Technologies
New York
– -$31.1M -604,143 Closed
Citadel Advisors
202
Citadel Advisors
Florida
– -$11.1M -216,121 Closed
TJHA
203
Thomas J. Herzfeld Advisors
Florida
– -$10.6M -205,593 Closed
MAA
204
Mraz Amerine & Associates
California
– -$2.23M -43,281 Closed
SIA
205
SkyView Investment Advisors
New Jersey
– -$2M -38,834 Closed
Jane Street
206
Jane Street
New York
– -$1.99M -38,718 Closed
HF
207
HRT Financial
New York
– -$1.61M -31,352 Closed
BL
208
Balentine LLC
Georgia
– -$1.01M -19,554 Closed
CL
209
Choreo LLC
Illinois
– -$951K -18,468 Closed
VFG
210
Victory Financial Group
Texas
– -$402K -7,679 Closed
SG
211
StoneX Group
New York
– -$269K -5,225 Closed
BCA
212
Bay Colony Advisors
Massachusetts
– -$256K -4,980 Closed
Creative Planning
213
Creative Planning
Kansas
– -$216K -4,201 Closed
Barclays
214
Barclays
United Kingdom
– -$201K -3,911 Closed
PS
215
Principal Securities
Iowa
– -$64.5K -1,253 Closed
AWM
216
AE Wealth Management
Kansas
– -$41.7K -811 Closed
Carson Wealth (CWM LLC)
217
Carson Wealth (CWM LLC)
Nebraska
– -$26K -514 Closed
Citigroup
218
Citigroup
New York
– -$515 -10 Closed